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Institutional Investment Manager
ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC (CIK: 0000869878) incorporated in Delaware, located at 10 Rockefeller Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000315123-16-000065) filed in 2016.07.20
#
Name
Shares
Value ($)
%
Options
Notes
1 ZIMMER BIOMET HLDGS INC 4,400 530 0.01%
2 ZELTIQ AESTHETICS INC 1,154 32 0.00%
3 YUM BRANDS INC 4,042 335 0.01%
4 XYLEM INC 21,593 964 0.02%
5 XERIUM TECHNOLOGIES INC 1,026 7 0.00%
6 WMI HOLDINGS CORP. 1,639 4 0.00%
7 WISDOMTREE TR 1,000 51 0.00%
8 WINDTREE THERAPEUTICS INC 27,658 53 0.00%
9 WILLIAMS PARTNERS L P NEW 702 24 0.00%
10 WILLIAMS PARTNERS L P NEW 4,827 167 0.00%
11 WHOLE FOODS MKT INC 2,120 68 0.00%
12 WEYERHAEUSER CO 4,922 147 0.00%
13 WESTERN GAS PARTNERS LP 40,981 2,065 0.04%
14 WESTERN GAS PARTNERS LP 500 25 0.00%
15 WESTERN DIGITAL CORP 413 20 0.00%
16 WELLS FARGO & CO NEW 1,838,582 87,020 1.74%
17 WELLS FARGO & CO NEW 177,743 8,413 0.17%
18 WELLS FARGO & CO NEW 300,441 14,220 0.28%
19 WEC ENERGY GROUP INC 223,787 14,613 0.29%
20 WEC ENERGY GROUP INC 1,317,830 86,054 1.72%
21 WEC ENERGY GROUP INC 150,764 9,845 0.20%
22 WATERS CORP 4,226 594 0.01%
23 WALGREENS BOOTS ALLIANCE INC 5,260 438 0.01%
24 WAL-MART STORES INC 22,194 1,621 0.03%
25 WAL-MART STORES INC 8,032 586 0.01%
26 Vocera Communications Inc 722,471 9,284 0.19%
27 VODAFONE GROUP PLC NEW 5,416 167 0.00%
28 VODAFONE GROUP PLC NEW 41,114 1,270 0.03%
29 VISA INC 235,592 17,474 0.35%
30 VISA INC 136,191 10,101 0.20%
31 VISA INC 1,416,069 105,030 2.10%
32 VERIZON COMMUNICATIONS INC 2,611 146 0.00%
33 VERIZON COMMUNICATIONS INC 6,454 360 0.01%
34 VERISK ANALYTICS INC 3,022 245 0.00%
35 VARIAN MED SYS INC 2,000 164 0.00%
36 VANGUARD TAX-MANAGED FDS 2,435 86 0.00%
37 VANGUARD TAX-MANAGED FDS 540 19 0.00%
38 VANGUARD SPECIALIZED FUNDS 26,698 2,222 0.04%
39 VANGUARD MORTG-BACK SEC ETF 212,153 11,424 0.23%
40 VANGUARD MORTG-BACK SEC ETF 366,917 19,758 0.39%
41 VANGUARD MORTG-BACK SEC ETF 224,050 12,065 0.24%
42 VANGUARD INTL EQUITY INDEX F 19,700 844 0.02%
43 VANGUARD INTL EQUITY INDEX F 10,624 374 0.01%
44 VANGUARD INTL EQUITY INDEX F 157,202 5,538 0.11%
45 VANGUARD INTL EQUITY INDEX F 73,715 2,597 0.05%
46 VANGUARD INDEX FDS 890 79 0.00%
47 VANGUARD INDEX FDS 66,682 12,816 0.26%
48 VANGUARD BD INDEX FDS 834 68 0.00%
49 VANGUARD BD INDEX FDS 5,203 422 0.01%
50 VANGUARD BD INDEX FDS 7,470 606 0.01%
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