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Institutional Investment Manager
ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC (CIK: 0000869878) incorporated in Delaware, located at 10 Rockefeller Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000315123-16-000074) filed in 2016.10.28
#
Name
Shares
Value ($)
%
Options
Notes
1 ZIMMER BIOMET HLDGS INC 4,448 578 0.01%
2 ZIMMER BIOMET HLDGS INC 8 1 0.00%
3 ZELTIQ AESTHETICS INC 1,154 45 0.00%
4 YUM BRANDS INC 3,892 353 0.01%
5 XYLEM INC 21,593 1,133 0.02%
6 XERIUM TECHNOLOGIES INC 1,026 8 0.00%
7 WMI HOLDINGS CORP. 1,639 4 0.00%
8 WILLIAMS PARTNERS L P NEW 4,827 180 0.00%
9 WILLIAMS PARTNERS L P NEW 702 26 0.00%
10 WHOLE FOODS MKT INC 2,120 60 0.00%
11 WEYERHAEUSER CO 4,922 157 0.00%
12 WESTERN GAS PARTNERS LP 500 28 0.00%
13 WESTERN GAS PARTNERS LP 40,981 2,256 0.05%
14 WESTERN DIGITAL CORP 413 24 0.00%
15 WELLS FARGO & CO NEW 286,567 12,689 0.26%
16 WELLS FARGO & CO NEW 1,656,335 73,343 1.53%
17 WELLS FARGO & CO NEW 169,208 7,493 0.16%
18 WEC ENERGY GROUP INC 193,545 11,589 0.24%
19 WEC ENERGY GROUP INC 130,079 7,789 0.16%
20 WEC ENERGY GROUP INC 1,096,902 65,682 1.37%
21 WATERS CORP 4,226 670 0.01%
22 WALGREENS BOOTS ALLIANCE INC 12,729 1,026 0.02%
23 WAL-MART STORES INC 22,024 1,588 0.03%
24 WAL-MART STORES INC 8,032 579 0.01%
25 Vocera Communications Inc 872,334 14,742 0.31%
26 VODAFONE GROUP PLC NEW 41,114 1,198 0.03%
27 VODAFONE GROUP PLC NEW 5,416 158 0.00%
28 VISA INC 1,311,218 108,438 2.26%
29 VISA INC 135,944 11,243 0.23%
30 VISA INC 234,180 19,367 0.40%
31 VERIZON COMMUNICATIONS INC 6,454 335 0.01%
32 VERIZON COMMUNICATIONS INC 2,611 136 0.00%
33 VERISK ANALYTICS INC 3,022 246 0.01%
34 VCA INCORPORATED 2,771 194 0.00%
35 VARIAN MED SYS INC 3,708 369 0.01%
36 VANGUARD TAX-MANAGED FDS 1,680 63 0.00%
37 VANGUARD TAX-MANAGED FDS 2,625 98 0.00%
38 VANGUARD SPECIALIZED FUNDS 26,698 2,241 0.05%
39 VANGUARD MORTG-BACK SEC ETF 258,556 13,952 0.29%
40 VANGUARD MORTG-BACK SEC ETF 273,089 14,736 0.31%
41 VANGUARD MORTG-BACK SEC ETF 551,586 29,764 0.62%
42 VANGUARD INTL EQUITY INDEX F 10,100 615 0.01%
43 VANGUARD INTL EQUITY INDEX F 2,124 104 0.00%
44 VANGUARD INTL EQUITY INDEX F 10,624 400 0.01%
45 VANGUARD INTL EQUITY INDEX F 153,796 5,787 0.12%
46 VANGUARD INTL EQUITY INDEX F 73,836 2,778 0.06%
47 VANGUARD INTL EQUITY INDEX F 19,700 895 0.02%
48 VANGUARD INDEX FDS 890 77 0.00%
49 VANGUARD INDEX FDS 94,024 18,682 0.39%
50 VANGUARD BD INDEX FDS 7,470 604 0.01%
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