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Institutional Investment Manager
ROCKEFELLER FINANCIAL SERVICES INC
ROCKEFELLER FINANCIAL SERVICES INC (CIK: 0000869878) incorporated in Delaware, located at 10 Rockefeller Plaza, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0000315123-17-000009) filed in 2017.01.19
#
Name
Shares
Value ($)
%
Options
Notes
1 CEMEX SAB DE CV 4,557,784 36,599 0.74%
2 KINDER MORGAN INC DEL 3,296,174 68,264 1.39%
3 ORACLE CORP 2,783,633 107,031 2.17%
4 SOUTHWEST AIRLS CO 2,553,165 127,250 2.59%
5 BP PLC 1,847,014 69,041 1.40%
6 JPMORGAN CHASE & CO 1,772,158 152,920 3.11%
7 ABBOTT LABS 1,630,390 62,623 1.27%
8 MICROSOFT CORP 1,614,991 100,356 2.04%
9 WELLS FARGO & CO NEW 1,604,048 88,399 1.80%
10 CONOCOPHILLIPS 1,504,176 75,419 1.53%
11 CVS HEALTH CORP 1,346,219 106,230 2.16%
12 SYNCHRONY FINL 1,324,549 48,041 0.98%
13 VISA INC 1,315,140 102,607 2.08%
14 INTRALINKS HLDGS INC 1,224,767 16,559 0.34%
15 CABOT OIL & GAS CORP 1,210,524 28,278 0.57%
16 PENTAIR PLC 1,194,527 66,977 1.36%
17 CERNER CORP 1,106,924 52,435 1.07%
18 NIKE INC 1,024,629 52,082 1.06%
19 DELPHI AUTOMOTIVE PLC 965,228 65,008 1.32%
20 CEMEX SAB DE CV 904,727 7,265 0.15%
21 ROYAL CARIBBEAN GROUP 872,584 71,587 1.45%
22 SLM CORP 872,122 9,611 0.20%
23 Vocera Communications Inc 871,895 16,121 0.33%
24 FACEBOOK INC 860,736 99,028 2.01%
25 NEWPARK RES INC COM PAR $.01NEW 828,292 6,212 0.13%
26 NOVARTIS A G 814,335 59,316 1.21%
27 PROASSURANCE CORP. 813,177 17,500 0.36%
28 FORD MTR CO DEL 800,897 9,715 0.20%
29 CAPITAL ONE FINL CORP 757,051 66,045 1.34%
30 UNITED CONTL HLDGS INC 753,702 54,930 1.12%
31 MERIT MED SYS INC COM 721,830 19,128 0.39%
32 HEALTHCARE SVCS GRP INC 721,105 28,246 0.57%
33 KOREA ELECTRIC PWR 713,170 13,179 0.27%
34 KINDER MORGAN INC DEL 703,697 14,574 0.30%
35 REINSURANCE GROUP AMER INC 698,179 87,852 1.79%
36 ILLINOIS TOOL WKS INC 695,388 85,157 1.73%
37 EXXON MOBIL CORP 695,232 62,752 1.28%
38 AMERIPRISE FINANCIAL, INC. 680,079 25,088 0.51%
39 ISHARES TR 648,845 37,458 0.76%
40 WEC ENERGY GROUP INC 647,545 37,979 0.77%
41 FIFTH THIRD BANCORP 643,867 17,365 0.35%
42 MISTRAS GROUP INC 633,819 16,276 0.33%
43 TRIMBLE INC 611,385 18,433 0.37%
44 ST JUDE MED INC 584,134 46,842 0.95%
45 AMERICAN WTR WKS CO INC NEW 581,483 42,076 0.85%
46 NATIONAL INFO CONSORTIUM INC 572,887 13,692 0.28%
47 MICROSEMI CORP 537,167 28,991 0.59%
48 SHIRE PLC 535,569 91,250 1.85%
49 VANGUARD MORTG-BACK SEC ETF 534,956 27,973 0.57%
50 MERCK & CO INC 485,219 28,565 0.58%
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