| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Q2 Gold Resources Inc | 80,130 | 0 | 0.00% | ||
| 2 | Gran Colombia Gold WTS Exp 10/ | 437,500 | 0 | 0.00% | ||
| 3 | Astreka LLC | 33,333 | 0 | 0.00% | ||
| 4 | Chelsea Therapeutics Contingen | 80,000 | 0 | 0.00% | ||
| 5 | General Motors 6.25 07/15/33 | 110,000 | 0 | 0.00% | ||
| 6 | Colossus Minerals Inc. | 2,045,823 | 0 | 0.00% | ||
| 7 | Prosensa Holdings NV RTSF Righ | 11,200 | 0 | 0.00% | ||
| 8 | Colossus Minerals Inc Warrant | 1,428,945 | 0 | 0.00% | ||
| 9 | KEYON COMMUNI HOLD INC | 100,000 | 0 | 0.00% | ||
| 10 | MIRANT CORPORATION XXX ESCROW PENDING POSSIBLE FUTURE DISTRIBUTION | 10,320 | 0 | 0.00% | ||
| 11 | ABTECH HOLDINGS INC | 100,000 | 2,000 | 0.00% | ||
| 12 | Falcon Oil & Gas Ltd. | 40,000 | 3,000 | 0.00% | ||
| 13 | Canarc Resource Corp | 131,500 | 8,000 | 0.00% | ||
| 14 | Sound Energy PLC | 10,000 | 9,000 | 0.00% | ||
| 15 | MURRAY & ROBERTS HOLDINGS LIMI | 15,000 | 12,000 | 0.00% | ||
| 16 | Echelon Diversified Fund LP | 12,989 | 13,000 | 0.00% | ||
| 17 | TERRACE ENERGY | 367,800 | 14,000 | 0.00% | ||
| 18 | Fission Uranium Corp. | 29,700 | 14,000 | 0.00% | ||
| 19 | CANCER GENETICS | 15,000 | 20,000 | 0.00% | ||
| 20 | CELLDEX THERAPEUTICS INC NEW | 10,000 | 35,000 | 0.00% | ||
| 21 | Plata Latina Minerals Corp. | 2,000,000 | 37,000 | 0.00% | ||
| 22 | FATE THERAPEUTICS INC | 15,000 | 38,000 | 0.00% | ||
| 23 | TANDEM DIABETES CARE INC COM | 24,150 | 52,000 | 0.00% | ||
| 24 | NEW GOLD INC CDA | 17,000 | 60,000 | 0.00% | ||
| 25 | PACIFIC BIOSCIENCES CALIF IN | 25,000 | 95,000 | 0.00% | ||
| 26 | BYD CO H CNY1 | 19,000 | 100,000 | 0.00% | ||
| 27 | Micell Technologies Inc Ser D- | 17,699 | 100,000 | 0.00% | ||
| 28 | SWISS HELVETIA FD INC | 10,034 | 102,000 | 0.00% | ||
| 29 | Micell Technologies Inc Ser D- | 19,367 | 109,000 | 0.00% | ||
| 30 | ANNALY CAP MGMT INC | 10,937 | 109,000 | 0.00% | ||
| 31 | CUI GLOBAL INC COM NEW | 16,221 | 112,000 | 0.00% | ||
| 32 | ENN ENERGY HOLDINGS ADR REP 10 ORD | 29,250 | 116,000 | 0.00% | ||
| 33 | RADNET INC COM | 19,425 | 125,000 | 0.00% | ||
| 34 | SPROTT PHYSICAL GOLD TRUST | 13,364 | 125,000 | 0.00% | ||
| 35 | BILL BARRETT CP | 18,000 | 126,000 | 0.00% | ||
| 36 | VANGUARD NAT RES LLC COM UNIT | 187,155 | 126,000 | 0.00% | ||
| 37 | AT Mid Cap Equity Fund Institu | 11,257 | 129,000 | 0.00% | ||
| 38 | W T OFFSHORE INC | 50,000 | 139,000 | 0.00% | ||
| 39 | ALPS ETF TR | 11,050 | 139,000 | 0.00% | ||
| 40 | AES CORP | 12,499 | 145,000 | 0.00% | ||
| 41 | INOVIO PHARMACEUTICALS INC | 21,000 | 146,000 | 0.00% | ||
| 42 | LXP INDUSTRIAL TRUST COM | 13,500 | 146,000 | 0.00% | ||
| 43 | ISHARES SILVER TR | 10,300 | 156,000 | 0.00% | ||
| 44 | LENDINGCLUB CORP | 30,031 | 158,000 | 0.00% | ||
| 45 | LION BIOTECHNOLOGIES INC COM | 23,000 | 160,000 | 0.00% | ||
| 46 | Rubicon Minerals Corp. | 115,709 | 161,000 | 0.00% | ||
| 47 | EnLink Midstream Partners LP | 10,000 | 184,000 | 0.00% | ||
| 48 | CAPSTEAD MTG CORP COM NO PAR | 19,400 | 198,000 | 0.00% | ||
| 49 | OGE ENERGY CORP | 6,000 | 201,000 | 0.00% | ||
| 50 | THOR INDS INC | 2,022 | 202,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-003434, filed 2017.01.30).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
