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CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 193 Institutional holders with a total value of $671,606,535.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 10,025,168 102,156,000 15.21%
2 VANGUARD GROUP INC 8,260,948 84,180,000 12.53%
3 Paradice Investment Management LLC 4,740,426 48,305,000 7.19%
4 JPMORGAN CHASE & CO 4,091,024 41,688,000 6.21%
5 RENAISSANCE TECHNOLOGIES LLC 3,103,900 31,629,000 4.71%
6 BlackRock Institutional Trust Company, N.A. 2,545,095 25,935,000 3.86%
7 NORTHERN TRUST CORP 2,541,254 25,895,000 3.86%
8 STATE STREET CORP 2,370,149 24,150,000 3.60%
9 WEDGE CAPITAL MANAGEMENT L L P/NC 1,791,442 18,255,000 2.72%
10 UBS Group AG 1,594,581 16,249,000 2.42%
11 Invesco Ltd. 1,225,823 12,491,000 1.86%
12 Bank of New York Mellon Corp 1,144,393 11,662,000 1.74%
13 NORGES BANK 1,075,708 10,961,000 1.63%
14 LSV ASSET MANAGEMENT 1,033,900 10,535,000 1.57%
15 GEODE CAPITAL MANAGEMENT, LLC 944,742 9,626,000 1.43%
16 Global X Management CO LLC 865,120 8,816,000 1.31%
17 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 770,230 7,849,000 1.17%
18 PRINCIPAL FINANCIAL GROUP INC 716,954 7,306,000 1.09%
19 PRUDENTIAL FINANCIAL INC 699,964 7,133,000 1.06%
20 KESTREL INVESTMENT MANAGEMENT CORP 649,250 6,616,000 0.99%
21 WELLS FARGO & COMPANY/MN 645,256 6,576,000 0.98%
22 Smith, Graham & Co., Investment Advisors, LP 610,882 6,225,000 0.93%
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 578,232 5,893,000 0.88%
24 AMERIPRISE FINANCIAL INC 536,689 5,471,000 0.81%
25 BlackRock Investment Management, LLC 526,105 5,361,000 0.80%
26 KENNEDY CAPITAL MANAGEMENT LLC 506,765 5,164,000 0.77%
27 PENN MUTUAL LIFE INSURANCE CO 415,000 4,234,000 0.63%
28 BAIRD FINANCIAL GROUP, INC. 394,091 4,016,000 0.60%
29 PARAMETRIC PORTFOLIO ASSOCIATES LLC 392,075 3,995,000 0.59%
30 MORGAN STANLEY 381,469 3,887,000 0.58%
31 Nationwide Fund Advisors 370,234 3,773,000 0.56%
32 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 359,000 3,658,000 0.54%
33 TD ASSET MANAGEMENT INC 358,000 3,648,000 0.54%
34 Barnett & Company, Inc. 321,978 3,281,000 0.49%
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 315,727 3,218,000 0.48%
36 VAN ECK ASSOCIATES CORP 307,244 3,131,000 0.47%
37 COMERICA BANK 291,052 3,111,000 0.46%
38 RUSSELL INVESTMENTS GROUP, LTD. 299,031 3,089,000 0.46%
39 Allianz Asset Management GmbH 294,690 3,003,000 0.45%
40 GUGGENHEIM CAPITAL LLC 280,376 2,857,000 0.43%
41 TIAA CREF INVESTMENT MANAGEMENT LLC 271,945 2,771,000 0.41%
42 Legal & General Group Plc 265,308 2,706,000 0.40%
43 State of New Jersey Common Pension Fund D 250,000 2,548,000 0.38%
44 BlackRock Group LTD 216,875 2,211,000 0.33%
45 GOLDMAN SACHS GROUP INC 204,350 2,082,000 0.31%
46 DEUTSCHE BANK AG\ 203,405 2,070,000 0.31%
47 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 196,998 2,007,000 0.30%
48 SEGALL BRYANT & HAMILL, LLC 186,701 1,902,000 0.28%
49 FIRST TRUST ADVISORS LP 180,210 1,836,000 0.27%
50 AQR CAPITAL MANAGEMENT LLC 170,717 1,740,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.