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Institutional Investment Manager
CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC (CIK: 0000884546) incorporated in Delaware, located at 9800 Schwab Way, Lone Tree, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 3,093 holdings with a total value of $72,419,197,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 WALTER ENERGY INC COM 15,800 4,000 0.00%
2 AMERICAN DG ENERGY INC 11,400 5,000 0.00%
3 ARCH COAL INC 26,500 10,000 0.00%
4 Warren Resources Inc 22,100 11,000 0.00%
5 GENERAL MOLY INC 15,700 12,000 0.00%
6 Noranda Aluminum Holding 16,500 15,000 0.00%
7 Paragon Offshore PLC 15,385 17,000 0.00%
8 FXCM INC-A 14,077 21,000 0.00%
9 ACURA PHARMACEUTICALS INC 20,900 21,000 0.00%
10 AVIAT NETWORKS INC COM 18,877 24,000 0.00%
11 GTX INC 15,900 24,000 0.00%
12 Vical Inc 34,400 25,000 0.00%
13 Support.Com Inc 18,400 26,000 0.00%
14 ENZON PHARMACEUTICALS INC 21,300 26,000 0.00%
15 AVEO PHARMACEUTICALS INC 15,100 27,000 0.00%
16 PAIN THERAPEUTICS INC 18,600 33,000 0.00%
17 ArQule Inc 21,000 34,000 0.00%
18 Ultrapetrol (Bahamas) Ltd 33,800 39,000 0.00%
19 AEROPOSTALE INC N/C 8/16/17 00215Q103 25,600 42,000 0.00%
20 QUICKLOGIC CORP 27,600 44,000 0.00%
21 Vantage Drilling Company 230,475 44,000 0.00%
22 Pacific Sunwear Calif Inc 41,175 47,000 0.00%
23 PRGX GLOBAL INC 11,000 49,000 0.00%
24 Hercules Offshore Inc 210,944 50,000 0.00%
25 BIOTA PHARMACEUTIALS INC COM 26,016 54,000 0.00%
26 EMCORE CORP 10,790 65,000 0.00%
27 MIDSTATES PETE CO INC 73,248 69,000 0.00%
28 ASTERIAS BIOTHERAPEUTICS INC COM SER A 15,125 70,000 0.00%
29 ERIN ENERGY CORP COM 18,000 71,000 0.00%
30 ARCADIA BIOSCIENCES INC 11,000 71,000 0.00%
31 ALPHA NATURAL RESOURCES 237,130 72,000 0.00%
32 ABEONA THERAPEUTICS INC 14,621 74,000 0.00%
33 Cambium Learning Group Inc 18,000 77,000 0.00%
34 A H BELO CORP 13,980 79,000 0.00%
35 INDEPENDENCE RLTY TR INC COM 10,636 81,000 0.00%
36 GOODRICH PETE CORP 46,160 86,000 0.00%
37 MCCLATCHY CO 79,517 86,000 0.00%
38 CORINDUS VASCULAR ROBOTICS INCORPORATED 25,000 88,000 0.00%
39 VIMPELCOM LTD 18,443 92,000 0.00%
40 RESOLUTE ENERGY CORP 94,382 92,000 0.00%
41 Amber Road Inc 13,100 92,000 0.00%
42 DEMAND MEDIA INC COM NEW 15,006 96,000 0.00%
43 CIFC LLC 12,194 97,000 0.00%
44 CASTLE BRANDS INC COM 71,331 100,000 0.00%
45 INDEPENDENCE CONTRACT DRIL I COM 11,200 100,000 0.00%
46 BEBE STORES INC 51,449 103,000 0.00%
47 SYMMETRY SURGICAL INC 11,853 104,000 0.00%
48 KINDRED BIOSCIENCES INC 15,620 107,000 0.00%
49 SWIFT ENERGY CO 52,416 107,000 0.00%
50 Carbylan Therapeutics Inc. 15,751 113,000 0.00%
Page 1 of 62

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-001787, filed 2015.08.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.