| 1 |
BVF INC/IL |
10,772,306 |
15,835,000 |
74.99% |
|
|
| 2 |
BlackRock Institutional Trust Company, N.A. |
1,520,606 |
2,235,000 |
10.58% |
|
|
| 3 |
VANGUARD GROUP INC |
802,526 |
1,179,000 |
5.58% |
|
|
| 4 |
GEODE CAPITAL MANAGEMENT, LLC |
180,678 |
265,000 |
1.26% |
|
|
| 5 |
BlackRock Fund Advisors |
168,082 |
247,000 |
1.17% |
|
|
| 6 |
D. E. Shaw & Co., Inc. |
103,839 |
153,000 |
0.72% |
|
|
| 7 |
MORGAN STANLEY |
78,913 |
116,000 |
0.55% |
|
|
| 8 |
NOMURA HOLDINGS INC |
71,555 |
105,000 |
0.50% |
|
|
| 9 |
NORTHERN TRUST CORP |
65,913 |
97,000 |
0.46% |
|
|
| 10 |
GROUP ONE TRADING LLC |
57,647 |
85,000 |
0.40% |
|
|
| 11 |
Rotella Capital Management, Inc. |
45,150 |
66,000 |
0.31% |
|
|
| 12 |
Bank of New York Mellon Corp |
39,379 |
58,000 |
0.27% |
|
|
| 13 |
TUDOR INVESTMENT CORP ET AL |
34,033 |
50,000 |
0.24% |
|
|
| 14 |
GOLDMAN SACHS GROUP INC |
33,605 |
49,000 |
0.23% |
|
|
| 15 |
CITADEL ADVISORS LLC |
29,653 |
44,000 |
0.21% |
|
|
| 16 |
FCG ADVISORS, LLC |
23,478 |
35,000 |
0.17% |
|
|
| 17 |
J.P. Turner & Co Capital Mnagement, LLC |
21,300 |
32,000 |
0.15% |
|
|
| 18 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
20,945 |
31,000 |
0.15% |
|
|
| 19 |
STATE STREET CORP |
20,538 |
30,000 |
0.14% |
|
|
| 20 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
20,400 |
30,000 |
0.14% |
Put |
|
| 21 |
Cannell & Co. |
20,000 |
29,000 |
0.14% |
|
|
| 22 |
STIFEL FINANCIAL CORP |
20,000 |
29,000 |
0.14% |
|
|
| 23 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
19,700 |
29,000 |
0.14% |
Call |
|
| 24 |
DELTA ASSET MANAGEMENT LLC/TN |
18,800 |
28,000 |
0.13% |
|
|
| 25 |
Virtu KCG Holdings LLC |
19,370 |
28,000 |
0.13% |
|
|
| 26 |
LPL Financial LLC |
18,000 |
26,000 |
0.12% |
|
|
| 27 |
BLACKROCK ADVISORS LLC |
17,845 |
26,000 |
0.12% |
|
|
| 28 |
HIGHLAND CAPITAL MANAGEMENT, LLC |
16,734 |
25,000 |
0.12% |
|
|
| 29 |
CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
15,900 |
24,000 |
0.11% |
|
|
| 30 |
BANK OF AMERICA CORP /DE/ |
10,954 |
16,000 |
0.08% |
|
|
| 31 |
BlackRock Investment Management, LLC |
10,904 |
16,000 |
0.08% |
|
|
| 32 |
OPPENHEIMER & CO INC |
10,500 |
16,000 |
0.08% |
|
|
| 33 |
B. Riley Wealth Management, Inc. |
9,200 |
13,000 |
0.06% |
|
|
| 34 |
THOMPSON DAVIS & CO., INC. |
8,000 |
12,000 |
0.06% |
|
|
| 35 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
7,706 |
11,000 |
0.05% |
|
|
| 36 |
SIMPLEX TRADING, LLC |
7,212 |
10,000 |
0.05% |
|
|
| 37 |
CITIGROUP INC |
6,425 |
9,000 |
0.04% |
|
|
| 38 |
UBS Group AG |
6,529 |
9,000 |
0.04% |
|
|
| 39 |
BARCLAYS PLC |
8,600 |
9,000 |
0.04% |
Call |
|
| 40 |
WELLS FARGO & COMPANY/MN |
3,500 |
5,000 |
0.02% |
|
|
| 41 |
TD Capital Management LLC |
2,100 |
3,000 |
0.01% |
|
|
| 42 |
ROYAL BANK OF CANADA |
130 |
0 |
0.00% |
|
|
| 43 |
MSI Financial Services Inc |
201 |
0 |
0.00% |
|
|
| 44 |
REILLY FINANCIAL ADVISORS, LLC |
200 |
0 |
0.00% |
|
|
