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BIOTA PHARMACEUTIALS INC COM
BIOTA PHARMACEUTIALS INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 50 Institutional holders with a total value of $22,278,276.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 2,611,711 5,406,000 24.27%
2 SENZAR ASSET MANAGEMENT, LLC 1,617,500 3,348,000 15.03%
3 FMR LLC 963,282 1,994,000 8.95%
4 BAKER BROS. ADVISORS LP 830,440 1,719,000 7.72%
5 RA CAPITAL MANAGEMENT, L.P. 807,855 1,672,000 7.51%
6 RENAISSANCE TECHNOLOGIES LLC 584,042 1,209,000 5.43%
7 BlackRock Institutional Trust Company, N.A. 483,872 1,002,000 4.50%
8 BVF INC/IL 350,776 726,000 3.26%
9 GABELLI & Co INVESTMENT ADVISERS, INC. 292,807 606,000 2.72%
10 VANGUARD GROUP INC 268,594 556,000 2.50%
11 DEUTSCHE BANK AG\ 245,267 506,000 2.27%
12 DIMENSIONAL FUND ADVISORS LP 202,364 419,000 1.88%
13 GEODE CAPITAL MANAGEMENT, LLC 179,686 371,000 1.67%
14 TOWERVIEW LLC 160,000 331,000 1.49%
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 153,034 317,000 1.42%
16 JACOBS LEVY EQUITY MANAGEMENT, INC 143,569 297,000 1.33%
17 EAGLE GLOBAL ADVISORS LLC 137,510 285,000 1.28%
18 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 99,050 205,000 0.92%
19 BlackRock Fund Advisors 83,779 173,000 0.78%
20 MORGAN STANLEY 73,607 153,000 0.69%
21 GOLDMAN SACHS GROUP INC 59,092 122,000 0.55%
22 MILLENNIUM MANAGEMENT LLC 58,900 122,000 0.55%
23 NORTHERN TRUST CORP 56,366 117,000 0.53%
24 GABELLI FUNDS LLC 51,175 106,000 0.48%
25 PNC FINANCIAL SERVICES GROUP, INC. 35,000 72,000 0.32%
26 KNOTT DAVID M 31,833 65,894 0.30%
27 SHEPHERD KAPLAN KROCHUK, LLC 26,756 55,000 0.25%
28 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 26,016 54,000 0.24%
29 Connor, Clark & Lunn Investment Management Ltd. 22,400 46,000 0.21%
30 Virtu KCG Holdings LLC 20,681 43,000 0.19%
31 Spark Investment Management LLC 19,800 40,000 0.18%
32 Bank of New York Mellon Corp 17,307 36,000 0.16%
33 Koshinski Asset Management, Inc. 13,600 28,000 0.13%
34 BLACKROCK ADVISORS LLC 12,324 26,000 0.12%
35 ACADIAN ASSET MANAGEMENT LLC 6,406 13,000 0.06%
36 BlackRock Investment Management, LLC 5,738 12,000 0.05%
37 MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,178 9,000 0.04%
38 MUFG Americas Holdings Corp 2,860 6,000 0.03%
39 FNY Managed Accounts LLC 2,500 5,175 0.02%
40 Nationwide Fund Advisors 2,100 4,000 0.02%
41 BANK OF AMERICA CORP /DE/ 500 1,000 0.00%
42 AMERICAN INTERNATIONAL GROUP, INC. 100 207 0.00%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 201 0 0.00%
44 Lowe Wealth Advisors, LLC 3 0 0.00%
45 BARCLAYS PLC 103 0 0.00%
46 GLOBEFLEX CAPITAL L P 167 0 0.00%
47 WOODMONT INVESTMENT COUNSEL LLC 33 0 0.00%
48 WELLS FARGO & COMPANY/MN 101 0 0.00%
49 Tower Research Capital LLC (TRC) 119 0 0.00%
50 JNBA Financial Advisors 166 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.