| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | LIFEPOINT HOSPS INC | 100 | 7,000 | 0.00% | Call | |
| 102 | ACTUANT CORP | 300 | 7,000 | 0.00% | Call | |
| 103 | TERRAFORM GLOBAL INC CL A | 1,300 | 7,000 | 0.00% | Put | |
| 104 | HARMONY GOLD MINING CO LTD | 8,900 | 8,000 | 0.00% | Put | |
| 105 | DRYSHIPS INC | 44,700 | 8,000 | 0.00% | Call | |
| 106 | RAPID7 INC | 500 | 8,000 | 0.00% | Put | |
| 107 | SPHERE 3D CORP NEW | 5,400 | 8,000 | 0.00% | Call | |
| 108 | AMBEV SA | 1,800 | 8,000 | 0.00% | Put | |
| 109 | BIODEL INC | 24,226 | 8,000 | 0.00% | ||
| 110 | ICON PLC | 100 | 8,000 | 0.00% | Call | |
| 111 | TJX COMPANIES INC | 300 | 8,000 | 0.00% | Put | |
| 112 | ALLSCRIPTS HEALTHCARE | 500 | 8,000 | 0.00% | Put | |
| 113 | URANIUM RES INC | 15,539 | 8,000 | 0.00% | ||
| 114 | EV Energy Partners, L.P. | 2,700 | 8,000 | 0.00% | Call | |
| 115 | SEQUENOM INC | 4,900 | 8,000 | 0.00% | Put | |
| 116 | SEVENTY SEVEN ENERGY INC - escrow shares | 7,889 | 8,000 | 0.00% | Call | |
| 117 | AMEDICA CORP | 70,510 | 8,000 | 0.00% | ||
| 118 | DGSE COMPANIES INC | 23,367 | 8,000 | 0.00% | ||
| 119 | ADVANTAGE OIL & GAS LTD | 1,600 | 8,000 | 0.00% | Call | |
| 120 | NOVOCURE LTD | 356 | 8,000 | 0.00% | ||
| 121 | VAPOR CORP DEL | 14,307 | 8,000 | 0.00% | ||
| 122 | ENDOLOGIX INC | 900 | 9,000 | 0.00% | Put | |
| 123 | REALPAGE INC COM | 400 | 9,000 | 0.00% | Call | |
| 124 | AMERICAN DG ENERGY INC | 28,305 | 9,000 | 0.00% | ||
| 125 | Cinedigm Corp | 34,369 | 9,000 | 0.00% | ||
| 126 | YUMA ENERGY INC | 48,471 | 9,000 | 0.00% | ||
| 127 | YINGLI GREEN ENERGY HLDG CO | 1,920 | 9,000 | 0.00% | Call | |
| 128 | Stereotaxis Inc | 11,548 | 9,000 | 0.00% | ||
| 129 | EMPRESAS ICA S A DE CV | 11,217 | 9,000 | 0.00% | ||
| 130 | SPHERIX INC | 59,304 | 9,000 | 0.00% | ||
| 131 | CERES INC | 28,768 | 9,000 | 0.00% | ||
| 132 | GRNHNTR ENRGY | 86,232 | 9,000 | 0.00% | ||
| 133 | FUTUREFUEL CORP | 700 | 9,000 | 0.00% | Call | |
| 134 | FORESTAR GROUP INC | 800 | 9,000 | 0.00% | Call | |
| 135 | E-HOUSE CHINA HOLDINGS | 1,500 | 9,000 | 0.00% | Put | |
| 136 | INTERNATIONAL GAME TECHNOLOG | 594 | 10,000 | 0.00% | Put | |
| 137 | U S ENERGY CORP WYO | 62,985 | 10,000 | 0.00% | ||
| 138 | SWISHER HYGIENE INCNEW | 10,135 | 10,000 | 0.00% | ||
| 139 | TIVO INC | 12,000 | 10,000 | 0.00% | PRN | |
| 140 | BALLARD PWR SYS INC NEW | 6,500 | 10,000 | 0.00% | Call | |
| 141 | CALIFORNIA RES CORP | 4,260 | 10,000 | 0.00% | Put | |
| 142 | AMTRUST FINANCIAL SERVICES INC SR NOTE CLBL VAR CONVERTIBLE | 11,000 | 10,000 | 0.00% | PRN | |
| 143 | NOODLES AND CO CL A | 1,000 | 10,000 | 0.00% | Call | |
| 144 | BLACKROCK CAPITAL INVESTMENT | 10,000 | 10,000 | 0.00% | PRN | |
| 145 | AMIRA NATURE FOODS LTD | 1,200 | 11,000 | 0.00% | Put | |
| 146 | SKULLCANDY INC | 2,300 | 11,000 | 0.00% | Put | |
| 147 | EP Energy Corp | 2,600 | 11,000 | 0.00% | Call | |
| 148 | ATOSSA GENETICS INC COM | 35,704 | 11,000 | 0.00% | ||
| 149 | ZHONE TECHNOLOGIES INC NEW | 11,190 | 11,000 | 0.00% | ||
| 150 | SANTANDER CONSUMER USA HDG I COM | 700 | 11,000 | 0.00% | Call |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000769993-16-001461, filed 2016.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
