| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 20,600,000 | 21,236,000 | 28.12% | PRN | |
| 2 | CREDIT SUISSE AG/ | 10,374,000 | 10,653,000 | 14.11% | PRN | |
| 3 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 10,159,000 | 10,432,000 | 13.81% | ||
| 4 | OAKTREE CAPITAL MANAGEMENT LP | 9,314,000 | 9,608,000 | 12.72% | PRN | |
| 5 | VICTORY CAPITAL MANAGEMENT INC | 8,940,310 | 9,181,000 | 12.16% | PRN | |
| 6 | THRIVENT FINANCIAL FOR LUTHERANS | 5,050,000 | 5,211,000 | 6.90% | ||
| 7 | ADVENT CAPITAL MANAGEMENT /DE/ | 2,353,000 | 2,432,000 | 3.22% | PRN | |
| 8 | JPMORGAN CHASE & CO | 1,720,000 | 1,776,000 | 2.35% | PRN | |
| 9 | BARCLAYS PLC | 1,104,000 | 1,126,000 | 1.49% | PRN | |
| 10 | GLG Partners LP | 835,000 | 860,000 | 1.14% | PRN | |
| 11 | KEYBANK NATIONAL ASSOCIATION/OH | 698,000 | 717,000 | 0.95% | ||
| 12 | MORGAN STANLEY | 505,000 | 519,000 | 0.69% | PRN | |
| 13 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 5,000 | 509,000 | 0.67% | ||
| 14 | Investors Capital Advisory Services | 406,000 | 416,000 | 0.55% | ||
| 15 | DEUTSCHE BANK AG\ | 318,000 | 326,000 | 0.43% | PRN | |
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 145,000 | 149,000 | 0.20% | ||
| 17 | Creative Planning | 67,000 | 69,000 | 0.09% | PRN | |
| 18 | D.A. DAVIDSON & CO. | 65,000 | 66,000 | 0.09% | ||
| 19 | CITIGROUP INC | 61,000 | 63,000 | 0.08% | PRN | |
| 20 | STIFEL FINANCIAL CORP | 51,344 | 51,000 | 0.07% | PRN | |
| 21 | WELLS FARGO & COMPANY/MN | 30,000 | 32,000 | 0.04% | PRN | |
| 22 | Wellesley Asset Management | 26,513 | 27,358 | 0.04% | PRN | |
| 23 | Raymond James Financial Services Advisors, Inc. | 16,000 | 16,000 | 0.02% | PRN | |
| 24 | IFP ADVISORS, INC | 15,000 | 15,000 | 0.02% | ||
| 25 | VSR Financial Services, Inc. | 15,000 | 15,000 | 0.02% | PRN | |
| 26 | GOLDMAN SACHS GROUP INC | 10,000 | 10,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
