| # | % | |||||
|---|---|---|---|---|---|---|
| 151 | LUMENTUM HLDGS INC | 300 | 13,000 | 0.00% | Put | |
| 152 | DISCOVERY C | 500 | 13,000 | 0.00% | Put | |
| 153 | OIL STS INTL INC | 400 | 13,000 | 0.00% | Call | |
| 154 | CMS ENERGY CORP | 300 | 13,000 | 0.00% | Put | |
| 155 | WP CAREY INC COM | 200 | 13,000 | 0.00% | Put | |
| 156 | ARCOS DORADOS | 2,400 | 13,000 | 0.00% | Put | |
| 157 | HOVNANIAN ENTERPRISES, INC. | 8,200 | 14,000 | 0.00% | Put | |
| 158 | SIBANYE STILLWATER | 1,000 | 14,000 | 0.00% | Call | |
| 159 | AMIRA NATURE FOODS LTD | 1,700 | 14,000 | 0.00% | Put | |
| 160 | SPHERIX INC | 10,602 | 14,000 | 0.00% | ||
| 161 | GOLDEN MINERALS CO | 18,209 | 14,000 | 0.00% | ||
| 162 | ACTIVE POWER INC COM NEW | 52,323 | 14,000 | 0.00% | ||
| 163 | TRIMBLE INC | 500 | 14,000 | 0.00% | Call | |
| 164 | INVIVO THERAPEUTICS HLDGS CO | 2,000 | 14,000 | 0.00% | Put | |
| 165 | HURON CONSULTING GROUP INC NOTE 1.25010/0 | 14,000 | 14,000 | 0.00% | PRN | |
| 166 | NORTHSTAR RLTY FIN CORP | 1,100 | 14,000 | 0.00% | Call | |
| 167 | TCP INTL HLDGS LTD | 10,755 | 14,000 | 0.00% | ||
| 168 | RESOLUTE FOREST | 3,200 | 15,000 | 0.00% | Call | |
| 169 | CARDTRONICS INC | 14,000 | 15,000 | 0.00% | PRN | |
| 170 | TEXTAINER GROUP HOLDINGS LTD | 2,000 | 15,000 | 0.00% | Put | |
| 171 | BLACKHAWK NETWORK COM USD0.001 | 500 | 15,000 | 0.00% | Call | |
| 172 | TEXTAINER GROUP HOLDINGS LTD | 2,000 | 15,000 | 0.00% | Call | |
| 173 | BALLARD PWR SYS INC NEW | 6,900 | 15,000 | 0.00% | Call | |
| 174 | LUNA INNOVATIONS | 10,434 | 15,000 | 0.00% | ||
| 175 | AVEO PHARMACEUTICALS INC | 16,931 | 15,000 | 0.00% | ||
| 176 | MICHAELS COS INC | 600 | 15,000 | 0.00% | Put | |
| 177 | PARNELL PHARMACEUT HLDGS LTD | 10,895 | 15,000 | 0.00% | ||
| 178 | PROVECTUS BIOPHARMACEUTICALS I | 153,020 | 15,000 | 0.00% | ||
| 179 | DIANA SHIPPING INC | 5,800 | 15,000 | 0.00% | Call | |
| 180 | Lion Biotechnologies | 1,800 | 15,000 | 0.00% | Call | |
| 181 | SIGMA DESIGNS INC COM | 2,000 | 16,000 | 0.00% | Put | |
| 182 | INVENTERGY GLOBAL INC COM NEW | 10,976 | 16,000 | 0.00% | ||
| 183 | ROCKET FUEL INC COM | 6,000 | 16,000 | 0.00% | Put | |
| 184 | TIME INC CSH MRG $18.50/SH 1/31/18 | 1,100 | 16,000 | 0.00% | Call | |
| 185 | GENVEC INC | 34,352 | 16,000 | 0.00% | ||
| 186 | MEDICAL TRANSCRIPTION BLG CO | 17,375 | 16,000 | 0.00% | ||
| 187 | YUMA ENERGY INC | 65,820 | 16,000 | 0.00% | ||
| 188 | PLURISTEM THERAPEUTICS INC | 10,105 | 16,000 | 0.00% | ||
| 189 | ZOES KITCHEN INC | 700 | 16,000 | 0.00% | Call | |
| 190 | COMPANHIA SIDERURGICA NACION | 5,700 | 16,000 | 0.00% | Call | |
| 191 | SORRENTO THERAPEUTICS INC COM NEW | 2,200 | 17,000 | 0.00% | Call | |
| 192 | PROSHARES TR II | 584 | 17,000 | 0.00% | ||
| 193 | TIDEWATER INC COM | 6,200 | 17,000 | 0.00% | Call | |
| 194 | AMERICAN DG ENERGY INC | 65,157 | 17,000 | 0.00% | ||
| 195 | ZION OIL & GAS INC | 12,353 | 17,000 | 0.00% | ||
| 196 | INTEGRA LIFESCIENCES HLDGS C | 11,000 | 17,000 | 0.00% | PRN | |
| 197 | TURTLE BEACH CORP COM | 12,718 | 17,000 | 0.00% | ||
| 198 | SCOTTS MIRACLE GRO CO | 200 | 17,000 | 0.00% | Call | |
| 199 | DENISON MINES CORP | 37,080 | 17,000 | 0.00% | ||
| 200 | RICEBRAN TECHNOLOGIES | 12,822 | 17,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000769993-16-001820, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
