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LUMENTUM HLDGS INC
LUMENTUM HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 279 Institutional holders with a total value of $2,008,421,667.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Capital Research Global Investors 6,443,070 269,127,000 13.40%
2 VANGUARD GROUP INC 4,507,769 188,289,000 9.37%
3 BlackRock Fund Advisors 3,791,393 158,366,000 7.89%
4 GILDER GAGNON HOWE & CO LLC 2,070,429 86,482,000 4.31%
5 TEACHERS ADVISORS, LLC 1,536,062 64,161,000 3.19%
6 Bank of New York Mellon Corp 1,507,817 62,982,000 3.14%
7 VICTORY CAPITAL MANAGEMENT INC 1,429,469 59,709,000 2.97%
8 TIAA CREF INVESTMENT MANAGEMENT LLC 1,347,552 56,287,000 2.80%
9 BlackRock Institutional Trust Company, N.A. 1,330,324 55,568,000 2.77%
10 STATE STREET CORP 1,090,231 45,543,000 2.27%
11 WELLINGTON MANAGEMENT GROUP LLP 838,061 35,006,000 1.74%
12 Copper Rock Capital Partners, LLC 763,171 31,565,000 1.57%
13 Hood River Capital Management LLC 693,021 28,947,000 1.44%
14 NORTHERN TRUST CORP 619,284 25,867,000 1.29%
15 KENNEDY CAPITAL MANAGEMENT LLC 583,993 24,393,000 1.21%
16 1832 Asset Management L.P. 569,701 23,067,000 1.15%
17 Allianz Asset Management GmbH 552,008 23,052,000 1.15%
18 DIMENSIONAL FUND ADVISORS LP 547,731 22,878,000 1.14%
19 TWO SIGMA ADVISERS, LP 537,020 22,431,000 1.12%
20 NORGES BANK 549,232 21,912,000 1.09%
21 AQR ARBITRAGE LLC 486,472 20,320,000 1.01%
22 EMERALD ADVISERS, LLC 461,453 19,275,000 0.96%
23 EMERALD MUTUAL FUND ADVISERS TRUST 448,751 18,744,000 0.93%
24 WADDELL & REED FINANCIAL INC 432,200 18,053,000 0.90%
25 PRINCIPAL FINANCIAL GROUP INC 402,399 16,808,000 0.84%
26 AO Asset Management, LP 393,600 16,441,000 0.82%
27 GEODE CAPITAL MANAGEMENT, LLC 392,568 16,397,000 0.82%
28 KINGDON CAPITAL MANAGEMENT, L.L.C. 369,052 15,415,000 0.77%
29 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 363,645 15,189,000 0.76%
30 DEUTSCHE BANK AG\ 338,107 14,120,000 0.70%
31 FMR LLC 318,867 13,319,000 0.66%
32 AMERIPRISE FINANCIAL INC 314,052 13,117,000 0.65%
33 Invesco Ltd. 303,586 12,681,000 0.63%
34 TWO SIGMA INVESTMENTS, LP 300,946 12,571,000 0.63%
35 DRIEHAUS CAPITAL MANAGEMENT LLC 296,468 12,383,000 0.62%
36 CASTLEARK MANAGEMENT LLC 293,565 12,262,000 0.61%
37 Carlson Capital, L.P. 289,898 12,109,000 0.60%
38 QUENTEC ASSET MANAGEMENT LLC 273,516 11,424,000 0.57%
39 PARAMETRIC PORTFOLIO ASSOCIATES LLC 258,875 10,813,000 0.54%
40 RAINIER INVESTMENT MANAGEMENT LLC 247,810 10,350,000 0.52%
41 STATE OF WISCONSIN INVESTMENT BOARD 240,000 10,025,000 0.50%
42 Employees Retirement System of Texas 237,800 9,933,000 0.49%
43 MARVIN & PALMER ASSOCIATES INC 235,775 9,849,000 0.49%
44 EMERALD ACQUISITION LTD. 231,388 9,665,000 0.48%
45 SUMMIT PARTNERS PUBLIC ASSET MANAGEMENT, LLC 225,500 9,419,000 0.47% Call
46 MARSHALL WACE, LLP 224,673 9,385,000 0.47%
47 ADAGE CAPITAL PARTNERS GP, L.L.C. 215,000 8,981,000 0.45%
48 BlackRock Investment Management, LLC 213,154 8,903,000 0.44%
49 COLUMBIA PARTNERS L.L.C. INVESTMENT MANAGEMENT 212,733 8,885,000 0.44%
50 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 199,552 8,336,000 0.42%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.