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Institutional Investment Manager
NBT BANK N A /NY
NBT BANK N A /NY (CIK: 0000898413) incorporated in New York, located at 52 South Broad Street, Norwich, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 194 holdings with a total value of $535,650,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 QUALCOMM INC 67,785 3,643,000 0.68%
52 NEXTERA ENERGY INC 36,366 3,547,000 0.66%
53 ALTRIA GROUP INC 64,519 3,510,000 0.66%
54 ISHARES TR 25,693 3,510,000 0.66%
55 PRUDENTIAL FINL INC 42,431 3,234,000 0.60%
56 3M CO 22,692 3,217,000 0.60%
57 ISHARES NASDAQ BIOTECHNOLOGY ETF 5,010 3,198,000 0.60%
58 GOOGLE INC 5,141 3,127,000 0.58%
59 SELECT SECTOR SPDR TR 68,317 2,957,000 0.55%
60 AUTOLIV INC 27,083 2,952,000 0.55%
61 BOEING CO 22,525 2,949,000 0.55%
62 HONEYWELL INTL INC 30,239 2,863,000 0.53%
63 ISHARES TR 71,373 2,755,000 0.51%
64 AMERICAN EXPRESS CO 36,916 2,737,000 0.51%
65 GENERAL MLS INC 47,779 2,682,000 0.50%
66 CONOCOPHILLIPS 55,590 2,666,000 0.50%
67 CLOROX CO DEL 22,749 2,628,000 0.49%
68 US BANCORP DEL 62,944 2,581,000 0.48%
69 FISERV INC 28,352 2,456,000 0.46%
70 SPDR SER TR 58,751 2,420,000 0.45%
71 WAL-MART STORES INC 37,243 2,415,000 0.45%
72 ISHARES TR 71,706 2,350,000 0.44%
73 GRAINGER W W INC 10,669 2,294,000 0.43%
74 MEDTRONIC PLC 33,783 2,262,000 0.42%
75 TJX COS INC NEW 31,647 2,261,000 0.42%
76 CATERPILLAR INC 34,163 2,233,000 0.42%
77 E M C CORP MASS COM 92,311 2,230,000 0.42%
78 SOUTHERN CO 49,109 2,195,000 0.41%
79 SELECT SECTOR SPDR TR 55,388 2,187,000 0.41%
80 PRAXAIR INC 21,245 2,164,000 0.40%
81 ECOLAB INC 19,718 2,163,000 0.40%
82 Market Vectors Agribusiness ET 45,008 2,063,000 0.39%
83 WALGREENS BOOTS ALLIANCE INC 23,655 1,966,000 0.37%
84 MICROCHIP TECHNOLOGY 43,759 1,885,000 0.35%
85 VANGUARD INDEX FDS 24,354 1,840,000 0.34%
86 SELECT SECTOR SPDR TR 24,766 1,839,000 0.34%
87 AIR PRODS & CHEMS INC 14,101 1,799,000 0.34%
88 GOLDMAN SACHS GROUP INC 10,281 1,787,000 0.33%
89 AMERICAN WTR WKS CO INC NEW 31,424 1,731,000 0.32%
90 EXPRESS SCRIPTS HLDG CO 21,198 1,716,000 0.32%
91 SPDR DOW JONES INDL AVRG ETF 10,290 1,673,000 0.31%
92 ILLINOIS TOOL WKS INC 20,147 1,658,000 0.31%
93 MONSANTO CO NEW 19,111 1,631,000 0.30%
94 HOME DEPOT INC 13,834 1,597,000 0.30%
95 SELECT SECTOR SPDR TR 39,067 1,560,000 0.29%
96 SELECT SECTOR SPDR TR 29,702 1,482,000 0.28%
97 VANGUARD INTL EQUITY INDEX F 44,488 1,472,000 0.27%
98 MONDELEZ INTL INC 34,171 1,431,000 0.27%
99 NORFOLK SOUTHERN CORP 18,498 1,413,000 0.26%
100 SELECT SECTOR SPDR TR 62,215 1,410,000 0.26%
Page 2 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-15-039352, filed 2015.11.03).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.