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Institutional Investment Manager
NBT BANK N A /NY
NBT BANK N A /NY (CIK: 0000898413) incorporated in New York, located at 52 South Broad Street, Norwich, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 202 holdings with a total value of $581,577,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 EXXON MOBIL CORP 236,753 21,370,000 3.67%
2 JOHNSON & JOHNSON 155,088 17,868,000 3.07%
3 APPLE INC 140,564 16,280,000 2.80%
4 JPMORGAN CHASE & CO 178,194 15,377,000 2.64%
5 PROCTER AND GAMBLE CO 180,226 15,153,000 2.61%
6 MICROSOFT CORP 228,118 14,175,000 2.44%
7 GENERAL ELECTRIC CO 426,649 13,482,000 2.32%
8 CHEVRON CORP NEW 109,677 12,909,000 2.22%
9 PEPSICO INC 115,490 12,084,000 2.08%
10 SPDR SER TR 132,529 11,339,000 1.95%
11 SPDR S&P MIDCAP 400 ETF TR 36,590 11,040,000 1.90%
12 NBT BANCORP INC COM 247,181 10,352,000 1.78%
13 MCDONALDS CORP 84,903 10,335,000 1.78%
14 INTERNATIONAL BUSINESS MACHS 55,547 9,220,000 1.59%
15 UNITED TECHNOLOGIES CORP 83,949 9,203,000 1.58%
16 LOWES COS INC 124,261 8,837,000 1.52%
17 INTEL CORP 243,601 8,835,000 1.52%
18 WELLS FARGO & CO NEW 160,282 8,834,000 1.52%
19 ISHARES TR 65,429 8,823,000 1.52%
20 DISNEY WALT CO 82,734 8,622,000 1.48%
21 PFIZER INC 230,369 7,482,000 1.29%
22 ISHARES TR 28,101 7,457,000 1.28%
23 VERIZON COMMUNICATIONS INC 136,202 7,271,000 1.25%
24 VANGUARD INDEX FDS 35,378 7,263,000 1.25%
25 BRISTOL MYERS SQUIBB CO 120,243 7,027,000 1.21%
26 UNION PAC CORP 62,134 6,442,000 1.11%
27 AT&T INC 140,622 5,981,000 1.03%
28 DU PONT E I DE NEMOURS & CO 78,242 5,743,000 0.99%
29 PRICE T ROWE GROUP INC 75,672 5,695,000 0.98%
30 BERKSHIRE HATHAWAY INC DEL 33,871 5,520,000 0.95%
31 SCHLUMBERGER LTD 65,571 5,505,000 0.95%
32 ABBVIE INC 87,819 5,499,000 0.95%
33 TARGET CORP 73,880 5,336,000 0.92%
34 AUTOMATIC DATA PROCESSING IN 50,822 5,223,000 0.90%
35 CISCO SYS INC 170,063 5,140,000 0.88%
36 ISHARES TR 88,380 5,102,000 0.88%
37 COLGATE PALMOLIVE CO 75,528 4,942,000 0.85%
38 SPDR S&P 500 ETF TR 21,704 4,851,000 0.83%
39 SPDR SER TR 87,088 4,840,000 0.83%
40 DANAHER CORP DEL 61,996 4,825,000 0.83%
41 QUALCOMM INC 72,455 4,724,000 0.81%
42 MERCK & CO INC 77,844 4,583,000 0.79%
43 ABBOTT LABS 118,604 4,555,000 0.78%
44 ALPHABET INC 5,760 4,445,000 0.76%
45 CVS HEALTH CORP 56,017 4,420,000 0.76%
46 PHILIP MORRIS INTL INC 48,226 4,412,000 0.76%
47 ISHARES TR 25,902 4,283,000 0.74%
48 UNITEDHEALTH GROUP INC 26,324 4,213,000 0.72%
49 ALTRIA GROUP INC 59,661 4,034,000 0.69%
50 PRUDENTIAL FINL INC 38,669 4,024,000 0.69%
Page 1 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-005573, filed 2017.02.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.