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Institutional Investment Manager
NBT BANK N A /NY
NBT BANK N A /NY (CIK: 0000898413) incorporated in New York, located at 52 South Broad Street, Norwich, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 204 holdings with a total value of $574,580,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 UNITEDHEALTH GROUP INC 28,220 3,951,000 0.69%
52 LOCKHEED MARTIN CORP 16,314 3,911,000 0.68%
53 ALTRIA GROUP INC 61,823 3,909,000 0.68%
54 SPDR SER TR 88,571 3,744,000 0.65%
55 ALPHABET INC 4,448 3,577,000 0.62%
56 NOVARTIS A G 44,866 3,543,000 0.62%
57 ISHARES TR 89,327 3,528,000 0.61%
58 3M CO 19,050 3,357,000 0.58%
59 PRUDENTIAL FINL INC 40,835 3,335,000 0.58%
60 SELECT SECTOR SPDR TR 66,507 3,259,000 0.57%
61 DOMINION ENERGY INC 43,567 3,235,000 0.56%
62 GENERAL MLS INC 49,288 3,149,000 0.55%
63 CATERPILLAR INC 35,144 3,119,000 0.54%
64 TJX COS INC NEW 39,310 2,940,000 0.51%
65 NIKE INC 53,920 2,839,000 0.49%
66 BOEING CO 20,502 2,701,000 0.47%
67 US BANCORP DEL 62,484 2,680,000 0.47%
68 MICROCHIP TECHNOLOGY 42,987 2,671,000 0.46%
69 FISERV INC 26,807 2,666,000 0.46%
70 AUTOLIV INC 24,945 2,664,000 0.46%
71 MEDTRONIC PLC 30,203 2,610,000 0.45%
72 ISHARES TR 67,661 2,534,000 0.44%
73 WAL-MART STORES INC 34,482 2,486,000 0.43%
74 SOUTHERN CO 47,650 2,445,000 0.43%
75 ECOLAB INC 18,974 2,310,000 0.40%
76 PRAXAIR INC 18,484 2,233,000 0.39%
77 VANGUARD INDEX FDS 25,679 2,228,000 0.39%
78 SELECT SECTOR SPDR TR 46,603 2,227,000 0.39%
79 AMERICAN EXPRESS CO 34,240 2,193,000 0.38%
80 WALGREENS BOOTS ALLIANCE INC 26,037 2,100,000 0.37%
81 GRAINGER W W INC 9,019 2,028,000 0.35%
82 APACHE CORP 31,754 2,028,000 0.35%
83 VANECK VECTORS ETF TR 40,460 2,021,000 0.35%
84 AIR PRODS & CHEMS INC 13,055 1,963,000 0.34%
85 AMERICAN WTR WKS CO INC NEW 26,209 1,962,000 0.34%
86 CLOROX CO DEL 15,307 1,917,000 0.33%
87 SELECT SECTOR SPDR TR 23,111 1,850,000 0.32%
88 HOME DEPOT INC 13,894 1,788,000 0.31%
89 CONOCOPHILLIPS 41,075 1,786,000 0.31%
90 MONSANTO CO NEW 17,236 1,761,000 0.31%
91 EXPRESS SCRIPTS HLDG CO 23,216 1,637,000 0.28%
92 NORFOLK SOUTHERN CORP 16,682 1,619,000 0.28%
93 SELECT SECTOR SPDR TR 33,014 1,577,000 0.27%
94 SPDR DOW JONES INDL AVRG ETF 8,606 1,573,000 0.27%
95 DOW CHEM CO 29,892 1,550,000 0.27%
96 MONDELEZ INTL INC 34,789 1,527,000 0.27%
97 GOLDMAN SACHS GROUP INC 9,279 1,497,000 0.26%
98 VANGUARD INTL EQUITY INDEX F 38,322 1,442,000 0.25%
99 SELECT SECTOR SPDR TR 23,674 1,382,000 0.24%
100 EMERSON ELEC CO 24,258 1,322,000 0.23%
Page 2 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-083699, filed 2016.10.27).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.