Dark
Light
System
Institutional Investment Manager
NBT BANK N A /NY
NBT BANK N A /NY (CIK: 0000898413) incorporated in New York, located at 52 South Broad Street, Norwich, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 202 holdings with a total value of $581,577,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 LOCKHEED MARTIN CORP 15,999 3,998,000 0.69%
52 COCA COLA CO 95,087 3,942,000 0.68%
53 ISHARES TR 110,849 3,881,000 0.67%
54 HONEYWELL INTL INC 32,705 3,789,000 0.65%
55 NEXTERA ENERGY INC 30,676 3,665,000 0.63%
56 ORACLE CORP 91,319 3,511,000 0.60%
57 ALPHABET INC 4,293 3,402,000 0.58%
58 ISHARES TR 90,343 3,362,000 0.58%
59 3M CO 18,335 3,274,000 0.56%
60 CATERPILLAR INC 34,746 3,222,000 0.55%
61 NOVARTIS A G 42,886 3,124,000 0.54%
62 DOMINION ENERGY INC 40,762 3,122,000 0.54%
63 SELECT SECTOR SPDR TR 64,244 3,120,000 0.54%
64 BOEING CO 19,974 3,109,000 0.53%
65 US BANCORP DEL 59,761 3,070,000 0.53%
66 TJX COS INC NEW 38,563 2,897,000 0.50%
67 GENERAL MLS INC 45,713 2,824,000 0.49%
68 AUTOLIV INC 24,930 2,821,000 0.49%
69 FISERV INC 25,415 2,701,000 0.46%
70 NIKE INC 52,572 2,672,000 0.46%
71 MICROCHIP TECHNOLOGY 38,643 2,479,000 0.43%
72 WAL-MART STORES INC 33,090 2,287,000 0.39%
73 SOUTHERN CO 45,999 2,263,000 0.39%
74 PRAXAIR INC 18,488 2,167,000 0.37%
75 GOLDMAN SACHS GROUP INC 8,949 2,143,000 0.37%
76 MEDTRONIC PLC 29,843 2,126,000 0.37%
77 SELECT SECTOR SPDR TR 43,897 2,122,000 0.36%
78 ECOLAB INC 17,987 2,108,000 0.36%
79 WALGREENS BOOTS ALLIANCE INC 25,206 2,086,000 0.36%
80 GRAINGER W W INC 8,949 2,078,000 0.36%
81 APACHE CORP 31,915 2,025,000 0.35%
82 VANGUARD INDEX FDS 24,011 1,981,000 0.34%
83 VANECK VECTORS ETF TR 38,479 1,975,000 0.34%
84 CONOCOPHILLIPS 37,575 1,884,000 0.32%
85 AMERICAN WTR WKS CO INC NEW 25,906 1,874,000 0.32%
86 AIR PRODS & CHEMS INC 12,992 1,869,000 0.32%
87 SELECT SECTOR SPDR TR 22,511 1,832,000 0.32%
88 NORFOLK SOUTHERN CORP 16,301 1,761,000 0.30%
89 DOW CHEM CO 29,892 1,710,000 0.29%
90 HOME DEPOT INC 12,474 1,672,000 0.29%
91 SPDR DOW JONES INDL AVRG ETF 8,458 1,670,000 0.29%
92 EXPRESS SCRIPTS HLDG CO 22,722 1,563,000 0.27%
93 SELECT SECTOR SPDR TR 31,282 1,554,000 0.27%
94 CLOROX CO DEL 12,857 1,543,000 0.27%
95 MONDELEZ INTL INC 34,470 1,528,000 0.26%
96 MONSANTO CO NEW 14,246 1,499,000 0.26%
97 SELECT SECTOR SPDR TR 23,231 1,445,000 0.25%
98 AMERICAN EXPRESS CO 19,273 1,428,000 0.25%
99 EMERSON ELEC CO 23,708 1,322,000 0.23%
100 TORONTO DOMINION BK ONT 25,806 1,273,000 0.22%
Page 2 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-005573, filed 2017.02.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.