Dark
Light
System
Institutional Investment Manager
SHUFRO ROSE & CO LLC
SHUFRO ROSE & CO LLC (CIK: 0000908195) incorporated in New York, located at 600 Lexington Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 264 holdings with a total value of $895,591,000.
#
Name
Shares
Value ($)
%
Options
Notes
251 TICC CAPITAL CORP 17,500 116,000 0.01%
252 MORGAN STANLEY EMER MKTS DEBT COM 12,450 113,000 0.01%
253 Systemax Inc 12,600 111,000 0.01%
254 WESTERN ASSET GLOBAL HIGH IN 11,102 109,000 0.01%
255 NUVEEN PFD INCOME OPPORTUN 11,000 108,000 0.01%
256 ARALEZ PHARMACEUTICALS INC 21,487 95,000 0.01%
257 MITCHAM INDS 21,600 90,000 0.01%
258 ARTS WAY MFG INC 17,775 60,000 0.01%
259 MAGAL SECURITY SYS LTD 11,335 57,000 0.01%
260 EQUUS TOTAL RETURN INC 17,735 36,000 0.00%
261 ERIN ENERGY CORP COM 11,126 34,000 0.00%
262 MFC BANCORP LTD 16,150 31,000 0.00%
263 MCEWEN MINING INC COM 10,000 29,000 0.00%
264 CEL SCI CORP 10,000 1,000 0.00%
Page 6 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-000366, filed 2017.02.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.