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Institutional Investment Manager
BlackRock Institutional Trust Company, N.A.
BlackRock Institutional Trust Company, N.A. (CIK: 0000913414) incorporated in California, located at 400 Howard Street, San Francisco, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 3,855 holdings with a total value of $675,420,713,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 LIGHTBRIDGE CORP 5,760 7,000 0.00%
52 APRICUS BIOSCIENCES INC 5,862 8,000 0.00%
53 CAREDX INC 3,063 8,000 0.00%
54 RXI PHARMACEUTICALS CORP NEW 10,877 8,000 0.00%
55 UNITED STATES ANTIMONY CORP 33,796 8,000 0.00%
56 CARDIOME PHARMA CORP 3,184 9,000 0.00%
57 HOPFED BANCORP INC 685 9,000 0.00%
58 PARKERVISION INC COM NEW 4,920 9,000 0.00%
59 NXT ID INC 3,275 9,000 0.00%
60 FEMALE HEALTH CO 10,389 9,000 0.00%
61 RICEBRAN TECHNOLOGIES 8,345 9,000 0.00%
62 CHINA COML CR INC 9,469 10,000 0.00%
63 ATOSSA GENETICS INC COM NEW 7,401 10,000 0.00%
64 ALIMERA SCIENCES INC 10,303 11,000 0.00%
65 AEMETIS INC 8,120 11,000 0.00%
66 DIFFERENTIAL BRANDS GROUP IN 4,840 11,000 0.00%
67 TRANSATLANTIC PETROLEUM LTD 10,075 11,000 0.00%
68 ALERE INC 300 12,000 0.00% Put
69 VERMILLION INC 14,092 13,000 0.00%
70 EGAIN CORP 5,967 13,000 0.00%
71 CONTRAVIR PHARMACEUTICALS IN COM 11,052 13,000 0.00%
72 OncoSec Medical Inc 11,154 14,000 0.00%
73 FATE THERAPEUTICS INC COM 5,728 14,000 0.00%
74 ADCARE HEALTH SYSTEMS INC 9,802 14,000 0.00%
75 STOCK MNG INC 53,394 14,000 0.00%
76 ALBIREO PHARMA INC 863 15,000 0.00%
77 CINEDIGM CORP 10,671 15,000 0.00%
78 ALLIQUA BIOMEDICAL INC 25,547 15,000 0.00%
79 INVENTERGY GLOBAL INC COM NEW 20,503 15,000 0.00%
80 SHOPIFY INC 359 15,000 0.00%
81 CARTESIAN INC 18,131 16,000 0.00%
82 IEC ELECTRS CORP NEW COM 4,606 16,000 0.00%
83 PSIVIDA CORP 10,032 17,000 0.00%
84 CANCER GENETICS 12,424 17,000 0.00%
85 RETRACTABLE TECHNOLOGIES INC 18,226 17,000 0.00%
86 Pieris Pharmaceuticals 11,880 17,000 0.00%
87 CHIPMOS TECHNOLOGIES INC 1,254 18,000 0.00%
88 DIGITAL TURBINE INC 26,568 18,000 0.00%
89 SYPRIS SOLUTIONS INC COM 20,929 18,000 0.00%
90 UNIQURE NV 3,434 19,000 0.00%
91 ZION OIL & GAS INC 14,495 20,000 0.00%
92 WESTERN DIGITAL CORP 300 20,000 0.00% Call
93 MFRI INC 2,640 21,000 0.00%
94 Global Ship Lease Inc 14,044 21,000 0.00%
95 SONIC FDRY INC 4,208 21,000 0.00%
96 CCA INDS INC 8,261 21,000 0.00%
97 KOSS CORP 9,373 21,000 0.00%
98 NTN BUZZTIME INC COM PAR 2,600 22,000 0.00%
99 LINE CORP 653 22,000 0.00%
100 TONIX PHARMACEUTICALS HLD 46,543 22,000 0.00%
Page 2 of 78

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001086364-17-000008, filed 2017.02.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.