| 1 |
PERCEPTIVE ADVISORS LLC |
1,921,951 |
1,133,000 |
22.25% |
|
|
| 2 |
Tekla Capital Management LLC |
1,650,000 |
974,000 |
19.13% |
|
|
| 3 |
SUFFOLK CAPITAL MANAGEMENT LLC |
1,167,220 |
689,000 |
13.53% |
|
|
| 4 |
SABBY MANAGEMENT, LLC |
1,100,398 |
649,000 |
12.75% |
|
|
| 5 |
PURA VIDA INVESTMENTS, LLC |
583,026 |
344,000 |
6.76% |
|
|
| 6 |
J. Goldman & Co LP |
540,000 |
319,000 |
6.26% |
|
|
| 7 |
VANGUARD GROUP INC |
427,072 |
252,000 |
4.95% |
|
|
| 8 |
RENAISSANCE TECHNOLOGIES LLC |
410,400 |
242,000 |
4.75% |
|
|
| 9 |
US BANCORP \DE\ |
184,026 |
109,000 |
2.14% |
|
|
| 10 |
AMERIPRISE FINANCIAL INC |
152,000 |
90,000 |
1.77% |
|
|
| 11 |
Janney Montgomery Scott LLC |
91,500 |
54,000 |
1.06% |
|
|
| 12 |
GEODE CAPITAL MANAGEMENT, LLC |
81,619 |
48,000 |
0.94% |
|
|
| 13 |
BlackRock Fund Advisors |
73,434 |
43,000 |
0.84% |
|
|
| 14 |
Virtu KCG Holdings LLC |
59,821 |
35,000 |
0.69% |
|
|
| 15 |
NORTHERN TRUST CORP |
30,886 |
18,000 |
0.35% |
|
|
| 16 |
LPL Financial LLC |
28,000 |
18,000 |
0.35% |
|
|
| 17 |
BlackRock Institutional Trust Company, N.A. |
25,547 |
15,000 |
0.29% |
|
|
| 18 |
TWO SIGMA SECURITIES, LLC |
19,858 |
12,000 |
0.24% |
|
|
| 19 |
ROYAL BANK OF CANADA |
16,500 |
10,000 |
0.20% |
|
|
| 20 |
MORGAN STANLEY |
13,445 |
8,000 |
0.16% |
|
|
| 21 |
Bank of New York Mellon Corp |
12,131 |
7,000 |
0.14% |
|
|
| 22 |
D.A. DAVIDSON & CO. |
9,500 |
5,000 |
0.10% |
|
|
| 23 |
Chicago Partners Investment Group LLC |
6,453 |
4,000 |
0.08% |
|
|
| 24 |
Creative Planning |
6,859 |
4,000 |
0.08% |
|
|
| 25 |
UBS Group AG |
5,043 |
3,000 |
0.06% |
|
|
| 26 |
Edge Wealth Management LLC |
4,930 |
3,000 |
0.06% |
|
|
| 27 |
BANK OF MONTREAL /CAN/ |
3,500 |
2,000 |
0.04% |
|
|
| 28 |
BlackRock Investment Management, LLC |
3,876 |
2,000 |
0.04% |
|
|
| 29 |
JPMORGAN CHASE & CO |
1 |
0 |
0.00% |
|
|
| 30 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
114 |
0 |
0.00% |
|
|
| 31 |
WELLS FARGO & COMPANY/MN |
428 |
0 |
0.00% |
|
|
| 32 |
JNBA Financial Advisors |
3 |
0 |
0.00% |
|
|
| 33 |
DEUTSCHE BANK AG\ |
21 |
0 |
0.00% |
|
|
