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TOMPKINS FINANCIAL CORPORATION
TOMPKINS FINANCIAL CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 110 Institutional holders with a total value of $278,313,907.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 718,664 34,626,000 12.44%
2 BlackRock Fund Advisors 714,418 34,421,000 12.37%
3 TOMPKINS FINANCIAL CORP 529,712 25,521,000 9.17%
4 BlackRock Institutional Trust Company, N.A. 397,065 19,131,000 6.87%
5 DIMENSIONAL FUND ADVISORS LP 369,310 17,793,000 6.39%
6 LSV ASSET MANAGEMENT 281,162 13,546,000 4.87%
7 STATE STREET CORP 257,426 12,401,000 4.46%
8 NORTHERN TRUST CORP 169,919 8,187,000 2.94%
9 Boston Trust Walden Corp 147,447 7,104,000 2.55%
10 Bank of New York Mellon Corp 138,725 6,684,000 2.40%
11 Clearbridge Investments, LLC 133,782 6,446,000 2.32%
12 NORGES BANK 121,263 5,842,000 2.10%
13 AMERIPRISE FINANCIAL INC 93,292 4,496,000 1.62%
14 River Road Asset Management, LLC 93,008 4,481,000 1.61%
15 JPMORGAN CHASE & CO 90,425 4,357,000 1.57%
16 WEDGE CAPITAL MANAGEMENT L L P/NC 88,764 4,277,000 1.54%
17 JOHN G ULLMAN & ASSOCIATES INC 77,350 3,727,000 1.34%
18 CAPSTONE ASSET MANAGEMENT CO 74,459 3,587,000 1.29%
19 PRINCIPAL FINANCIAL GROUP INC 72,365 3,486,000 1.25%
20 W.G. Shaheen & Associates DBA Whitney & Co 70,298 3,387,000 1.22%
21 TIAA CREF INVESTMENT MANAGEMENT LLC 66,034 3,182,000 1.14%
22 GEODE CAPITAL MANAGEMENT, LLC 65,967 3,178,000 1.14%
23 BlackRock Investment Management, LLC 55,387 2,669,000 0.96%
24 PRUDENTIAL FINANCIAL INC 53,290 2,567,000 0.92%
25 MARTINGALE ASSET MANAGEMENT L P 37,765 1,820,000 0.65%
26 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 34,763 1,675,000 0.60%
27 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 33,284 1,604,000 0.58%
28 ALLIANCEBERNSTEIN L.P. 33,024 1,591,000 0.57%
29 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 32,600 1,571,000 0.56%
30 PARAMETRIC PORTFOLIO ASSOCIATES LLC 31,357 1,511,000 0.54%
31 FIRST TRUST ADVISORS LP 29,878 1,440,000 0.52%
32 Invesco Ltd. 27,556 1,328,000 0.48%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 27,135 1,307,000 0.47%
34 NEW YORK STATE COMMON RETIREMENT FUND 26,947 1,298,000 0.47%
35 PUBLIC SECTOR PENSION INVESTMENT BOARD 25,843 1,245,000 0.45%
36 LOGAN CAPITAL MANAGEMENT INC 25,339 1,221,000 0.44%
37 QCI ASSET MANAGEMENT INC/NY 25,149 1,212,000 0.44%
38 BANK OF AMERICA CORP /DE/ 24,786 1,194,000 0.43%
39 BALDWIN WEALTH PARTNERS LLC/MA 22,274 1,073,000 0.39%
40 RHUMBLINE ADVISERS 22,068 1,063,000 0.38%
41 BRIDGEWAY CAPITAL MANAGEMENT, LLC 21,208 1,022,000 0.37%
42 TEACHERS ADVISORS, LLC 20,746 1,000,000 0.36%
43 CRAWFORD INVESTMENT COUNSEL INC 18,090 872,000 0.31%
44 Nationwide Fund Advisors 17,881 862,000 0.31%
45 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 15,587 751,000 0.27%
46 WASHINGTON TRUST Co 15,410 742,000 0.27%
47 Weaver C. Barksdale & Associates, Inc. 15,173 731,000 0.26%
48 TOWER BRIDGE ADVISORS 15,000 722,700 0.26%
49 Brandywine Global Investment Management, LLC 14,315 690,000 0.25%
50 VOYA INVESTMENT MANAGEMENT LLC 14,005 675,000 0.24%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.