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Institutional Investment Manager
JOHN G ULLMAN & ASSOCIATES INC
JOHN G ULLMAN & ASSOCIATES INC (CIK: 0000919530) incorporated in New York, located at 51 East Market Street, Corning, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 117 holdings with a total value of $486,962,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN DEFENSE SYSTEMS INC A 50,000 0 0.00%
2 AVALON ADVANCED MATERIALS IN A 18,750 3,000 0.00%
3 Manhattan Scientifics Inc 145,000 9,000 0.00%
4 EVERI HLDGS INC 14,000 16,000 0.00%
5 SUPERVALU INC 10,000 47,000 0.01%
6 ADVANCED MICRO DEVICES INC 10,000 51,000 0.01%
7 HECLA MNG CO 10,224 52,000 0.01%
8 GSV CAP CORP 12,100 61,000 0.01%
9 IXYS Corporation 12,700 130,000 0.03%
10 NISOURCE 8,100 215,000 0.04%
11 PEPSICO INC 2,070 219,000 0.04%
12 VERIZON COMMUNICATIONS INC 3,937 220,000 0.05%
13 PAYCHEX INC 3,825 228,000 0.05%
14 COMMUNITY BK SYS INC COM 5,864 241,000 0.05%
15 DANAHER CORP DEL 2,500 252,000 0.05%
16 CIGNA CORPORATION 2,400 307,000 0.06%
17 REGENERON PHARMACEUTICALS 1,000 349,000 0.07%
18 DISNEY WALT CO 3,756 367,000 0.08%
19 TELECOM ARGENTINA 20,400 374,000 0.08%
20 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 117,900 450,000 0.09%
21 TOMPKINS FINL CORP COM 6,940 451,000 0.09%
22 FLOWSERVE CORP 10,400 470,000 0.10%
23 ROYAL HAWAIIAN ORCHARDS LP NNU 169,219 474,000 0.10%
24 BAXTER INTL INC 11,074 501,000 0.10%
25 VANGUARD BD INDEX FDS 7,600 616,000 0.13%
26 ISHARES TR 5,801 653,000 0.13%
27 SELECT SECTOR SPDR TR 13,700 719,000 0.15%
28 CISCO SYS INC 26,975 774,000 0.16%
29 VIAVI SOLUTIONS INC 124,700 827,000 0.17%
30 NORTHWESTERN ENERGY GROUP INC COM NEW 14,150 892,000 0.18%
31 SYNGENTA AG 13,750 1,056,000 0.22%
32 ELMIRA SVGS BK ELMIRA N Y 55,026 1,082,000 0.22%
33 ALPHABET INC 1,713 1,205,000 0.25%
34 ALPHABET INC 1,845 1,277,000 0.26%
35 SWISS HELVETIA FD INC 124,190 1,285,000 0.26%
36 MOSAIC CO NEW 52,125 1,365,000 0.28%
37 GENERAL ELECTRIC CO 44,792 1,410,000 0.29%
38 STRYKER CORP 11,800 1,414,000 0.29%
39 SHIRE PLC 8,123 1,495,000 0.31%
40 COCA COLA CO 33,524 1,520,000 0.31%
41 DST SYS INC DEL 13,250 1,543,000 0.32%
42 HARDINGE INC 155,160 1,561,000 0.32%
43 ZIMMER BIOMET HLDGS INC 13,010 1,566,000 0.32%
44 ISHARES INC 85,300 1,659,000 0.34%
45 NEW YORK CMNTY BANCORP INC 113,800 1,706,000 0.35%
46 AMERICAN CAP LTD 109,005 1,726,000 0.35%
47 ENTEGRIS INC 119,594 1,731,000 0.36%
48 CALGON CARBON CORP 134,500 1,769,000 0.36%
49 AGCO CORP 37,800 1,782,000 0.37%
50 APPLE INC 19,027 1,819,000 0.37%
Page 1 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000919530-16-000026, filed 2016.07.22).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.