| 1 |
State of New Jersey Common Pension Fund D |
1,500,000 |
7,530,000 |
22.28% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,035,465 |
5,198,000 |
15.38% |
|
|
| 3 |
EMERALD ADVISERS, LLC |
756,657 |
3,798,000 |
11.24% |
|
|
| 4 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
434,493 |
2,181,000 |
6.45% |
|
|
| 5 |
NEEDHAM INVESTMENT MANAGEMENT LLC |
412,459 |
2,070,000 |
6.12% |
|
|
| 6 |
GOLDMAN SACHS GROUP INC |
375,346 |
1,884,000 |
5.57% |
|
|
| 7 |
WELLINGTON MANAGEMENT GROUP LLP |
261,133 |
1,311,000 |
3.88% |
|
|
| 8 |
ACADIAN ASSET MANAGEMENT LLC |
214,220 |
1,076,000 |
3.18% |
|
|
| 9 |
New Jersey Better Educational Savings Trust |
210,000 |
1,054,000 |
3.12% |
|
|
| 10 |
EQUITEC PROPRIETARY MARKETS, LLC |
169,861 |
853,000 |
2.52% |
|
|
| 11 |
EMERALD MUTUAL FUND ADVISERS TRUST |
165,539 |
831,000 |
2.46% |
|
|
| 12 |
BlackRock Group LTD |
118,590 |
595,000 |
1.76% |
|
|
| 13 |
OXFORD ASSET MANAGEMENT LLP |
106,698 |
536,000 |
1.59% |
|
|
| 14 |
CS MCKEE LP |
100,000 |
502,000 |
1.49% |
|
|
| 15 |
MORGAN STANLEY |
89,849 |
451,000 |
1.33% |
|
|
| 16 |
Bulldog Investors, LLP |
80,704 |
405,000 |
1.20% |
|
|
| 17 |
GSA CAPITAL PARTNERS LLP |
72,523 |
364,000 |
1.08% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
67,137 |
337,000 |
1.00% |
|
|
| 19 |
WELLS FARGO & COMPANY/MN |
65,530 |
329,000 |
0.97% |
|
|
| 20 |
Supplemental Annuity Collective Trust of NJ |
61,712 |
310,000 |
0.92% |
|
|
| 21 |
MCKINLEY CAPITAL MANAGEMENT LLC |
60,376 |
303,000 |
0.90% |
|
|
| 22 |
DEUTSCHE BANK AG\ |
59,684 |
299,000 |
0.88% |
|
|
| 23 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
51,300 |
258,000 |
0.76% |
|
|
| 24 |
TWO SIGMA INVESTMENTS, LP |
42,661 |
214,000 |
0.63% |
|
|
| 25 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
34,800 |
175,000 |
0.52% |
Put |
|
| 26 |
TWO SIGMA ADVISERS, LP |
27,222 |
137,000 |
0.41% |
|
|
| 27 |
Commonwealth Equity Services, Inc |
22,815 |
115,000 |
0.34% |
|
|
| 28 |
CUTLER GROUP LLC / CA |
18,431 |
92,000 |
0.27% |
|
|
| 29 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
17,724 |
89,000 |
0.26% |
|
|
| 30 |
CITADEL ADVISORS LLC |
16,641 |
84,000 |
0.25% |
|
|
| 31 |
JOHN G ULLMAN & ASSOCIATES INC |
12,100 |
61,000 |
0.18% |
|
|
| 32 |
WEDBUSH SECURITIES INC |
10,195 |
51,000 |
0.15% |
|
|
| 33 |
WOLVERINE TRADING LP /BD |
8,749 |
43,133 |
0.13% |
|
|
| 34 |
UBS Group AG |
7,837 |
40,000 |
0.12% |
|
|
| 35 |
WOLVERINE TRADING LP /BD |
64 |
31,552 |
0.09% |
Put |
|
| 36 |
Creative Planning |
5,624 |
28,000 |
0.08% |
|
|
| 37 |
GROUP ONE TRADING LLC |
5,218 |
26,000 |
0.08% |
|
|
| 38 |
ADVISOR GROUP, INC. |
4,631 |
22,000 |
0.07% |
|
|
| 39 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
3,921 |
20,000 |
0.06% |
|
|
| 40 |
ROYAL BANK OF CANADA |
3,600 |
18,000 |
0.05% |
|
|
| 41 |
WOLVERINE TRADING LP /BD |
20 |
9,860 |
0.03% |
Call |
|
| 42 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
1,700 |
9,000 |
0.03% |
|
|
| 43 |
BANK OF AMERICA CORP /DE/ |
1,809 |
9,000 |
0.03% |
|
|
| 44 |
SIMPLEX TRADING, LLC |
1,873 |
9,000 |
0.03% |
|
|
| 45 |
Stanford Investment Group, Inc. |
1,500 |
8,000 |
0.02% |
|
PRN |
| 46 |
US BANCORP \DE\ |
1,551 |
8,000 |
0.02% |
|
|
| 47 |
BARCLAYS PLC |
1,400 |
7,000 |
0.02% |
Call |
|
| 48 |
Ruggie Capital Group |
1,150 |
6,000 |
0.02% |
|
|
| 49 |
CITIGROUP INC |
1,062 |
5,000 |
0.01% |
|
|
| 50 |
Advisory Services Network, LLC |
646 |
3,000 |
0.01% |
|
|
