Dark
Light
System
Institutional Investment Manager
JOHN G ULLMAN & ASSOCIATES INC
JOHN G ULLMAN & ASSOCIATES INC (CIK: 0000919530) incorporated in New York, located at 51 East Market Street, Corning, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 116 holdings with a total value of $486,246,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN DEFENSE SYSTEMS INC A 50,000 0 0.00%
2 AVALON ADVANCED MATERIALS IN A 18,750 3,000 0.00%
3 Manhattan Scientifics Inc 145,000 6,000 0.00%
4 EVERI HLDGS INC 14,000 35,000 0.01%
5 SUPERVALU INC 10,000 50,000 0.01%
6 ADVANCED MICRO DEVICES INC 10,000 69,000 0.01%
7 HECLA MNG CO 13,639 78,000 0.02%
8 GSV CAP CORP 24,300 115,000 0.02%
9 ABERDEEN AUSTRALIA EQUITY FD 22,550 131,000 0.03%
10 IXYS Corporation 11,700 141,000 0.03%
11 OCLARO INC 24,700 211,000 0.04%
12 PAYCHEX INC 3,825 221,000 0.05%
13 COMMERCIAL METALS CO COM 14,700 238,000 0.05%
14 SPDR SER TR 6,000 254,000 0.05%
15 CIGNA CORPORATION 2,400 313,000 0.06%
16 DISNEY WALT CO 3,706 344,000 0.07%
17 REGENERON PHARMACEUTICALS 900 362,000 0.07%
18 PHILLIPS 66 4,665 376,000 0.08%
19 AUTOHOME INC 18,300 444,000 0.09%
20 ROYAL HAWAIIAN ORCHARDS LP NNU 156,007 445,000 0.09%
21 MEDTRONIC PLC 5,481 474,000 0.10%
22 TOMPKINS FINL CORP COM 6,740 515,000 0.11%
23 VANGUARD BD INDEX FDS 6,945 561,000 0.12%
24 SELECT SECTOR SPDR TR 13,700 671,000 0.14%
25 BLUE BIRD CORP 49,700 726,000 0.15%
26 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 193,300 748,000 0.15%
27 CISCO SYS INC 24,420 775,000 0.16%
28 ISHARES TR 7,047 792,000 0.16%
29 VIAVI SOLUTIONS INC 121,400 897,000 0.18%
30 ELMIRA SVGS BK ELMIRA N Y 54,248 1,080,000 0.22%
31 MOSAIC CO NEW 50,725 1,241,000 0.26%
32 GENERAL ELECTRIC CO 41,942 1,242,000 0.26%
33 ALPHABET INC 1,652 1,328,000 0.27%
34 STRYKER CORP 11,450 1,333,000 0.27%
35 COCA COLA CO 31,524 1,334,000 0.27%
36 FLOWSERVE CORP 27,760 1,339,000 0.28%
37 SHIRE PLC 7,110 1,378,000 0.28%
38 ALPHABET INC 1,784 1,387,000 0.29%
39 TELECOM ARGENTINA 83,700 1,532,000 0.32%
40 DST SYS INC DEL 13,250 1,562,000 0.32%
41 SYNGENTA AG 17,950 1,572,000 0.32%
42 ZIMMER BIOMET HLDGS INC 12,760 1,659,000 0.34%
43 BAXTER INTL INC 35,219 1,676,000 0.34%
44 HARDINGE INC 151,760 1,689,000 0.35%
45 ISHARES INC 84,600 1,768,000 0.36%
46 AMERICAN CAP LTD 108,805 1,840,000 0.38%
47 SIGNATURE BANK 15,950 1,889,000 0.39%
48 NEW YORK CMNTY BANCORP INC 148,400 2,112,000 0.43%
49 AECOM 71,500 2,126,000 0.44%
50 APPLE INC 18,927 2,140,000 0.44%
Page 1 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000919530-16-000028, filed 2016.10.20).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.