| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 1607 Capital Partners, LLC | 1,295,684 | 7,554,000 | 32.92% | ||
| 2 | WELLS FARGO & COMPANY/MN | 1,116,086 | 6,506,000 | 28.35% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 302,824 | 1,765,000 | 7.69% | ||
| 4 | CORNERSTONE ADVISORS INC | 248,473 | 1,449,000 | 6.31% | ||
| 5 | LPL Financial LLC | 226,266 | 1,292,000 | 5.63% | ||
| 6 | Trust Asset Management LLC | 207,889 | 1,212,000 | 5.28% | ||
| 7 | MORGAN STANLEY | 104,984 | 613,000 | 2.67% | ||
| 8 | Karpus Management, Inc. | 94,593 | 551,000 | 2.40% | ||
| 9 | Commonwealth Equity Services, Inc | 47,586 | 277,000 | 1.21% | ||
| 10 | GIRARD SECURITIES, INC. | 35,335 | 206,000 | 0.90% | ||
| 11 | Concert Wealth Management Inc. | 34,848 | 205,000 | 0.89% | ||
| 12 | UBS Group AG | 31,908 | 186,000 | 0.81% | ||
| 13 | Alpine Global Management, LLC | 31,166 | 182,000 | 0.79% | ||
| 14 | US BANCORP \DE\ | 30,568 | 178,000 | 0.78% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 22,516 | 131,000 | 0.57% | ||
| 16 | JOHN G ULLMAN & ASSOCIATES INC | 22,550 | 131,000 | 0.57% | ||
| 17 | M&T BANK CORP | 18,153 | 106,000 | 0.46% | ||
| 18 | WEDBUSH SECURITIES INC | 15,643 | 91,000 | 0.40% | ||
| 19 | FIFTH THIRD BANCORP | 11,601 | 68,000 | 0.30% | ||
| 20 | Virtu KCG Holdings LLC | 11,164 | 65,000 | 0.28% | ||
| 21 | NEXT Financial Group, Inc | 7,817 | 46,000 | 0.20% | ||
| 22 | Financial Architects, Inc | 5,000 | 29,000 | 0.13% | ||
| 23 | ROYAL BANK OF CANADA | 4,871 | 28,000 | 0.12% | ||
| 24 | IFP ADVISORS, INC | 4,457 | 26,000 | 0.11% | ||
| 25 | ADVISOR GROUP, INC. | 4,170 | 24,000 | 0.10% | ||
| 26 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 2,300 | 14,000 | 0.06% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,496 | 9,000 | 0.04% | ||
| 28 | GENEOS WEALTH MANAGEMENT INC. | 350 | 2,000 | 0.01% | ||
| 29 | THOMPSON SIEGEL & WALMSLEY LLC | 100 | 1,000 | 0.00% | ||
| 30 | Creative Planning | 200 | 1,000 | 0.00% | ||
| 31 | TOMPKINS FINANCIAL CORP | 50 | 0 | 0.00% | ||
| 32 | PINKERTON WEALTH, LLC | 55 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
