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TOMPKINS FINL CORP COM
TOMPKINS FINL CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 132 Institutional holders with a total value of $543,387,595.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 1,255,134 95,904,000 17.65%
2 BlackRock Fund Advisors 893,146 68,245,000 12.56%
3 FMR LLC 802,185 61,295,000 11.28%
4 TOMPKINS FINANCIAL CORP 523,828 40,020,000 7.36%
5 DIMENSIONAL FUND ADVISORS LP 506,254 38,682,000 7.12%
6 BlackRock Institutional Trust Company, N.A. 367,126 28,052,000 5.16%
7 STATE STREET CORP 287,799 21,992,000 4.05%
8 Bank of New York Mellon Corp 184,061 14,063,000 2.59%
9 NORTHERN TRUST CORP 176,767 13,507,000 2.49%
10 Boston Trust Walden Corp 155,012 11,844,000 2.18%
11 NORDEA INVESTMENT MANAGEMENT AB 110,920 8,475,000 1.56%
12 GEODE CAPITAL MANAGEMENT, LLC 98,688 7,540,000 1.39%
13 Invesco Ltd. 96,723 7,391,000 1.36%
14 PRINCIPAL FINANCIAL GROUP INC 88,804 6,785,000 1.25%
15 NORGES BANK 77,631 5,665,000 1.04%
16 RENAISSANCE TECHNOLOGIES LLC 68,600 5,242,000 0.96%
17 W.G. Shaheen & Associates DBA Whitney & Co 67,147 5,131,000 0.94%
18 BlackRock Investment Management, LLC 65,129 4,977,000 0.92%
19 AMERIPRISE FINANCIAL INC 62,070 4,743,000 0.87%
20 PRUDENTIAL FINANCIAL INC 58,291 4,454,000 0.82%
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 53,401 4,081,000 0.75%
22 JPMORGAN CHASE & CO 49,036 3,747,000 0.69%
23 WADDELL & REED FINANCIAL INC 48,400 3,699,000 0.68%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 44,248 3,381,000 0.62%
25 Matarin Capital Management, LLC 37,905 2,896,321 0.53%
26 BANK OF AMERICA CORP /DE/ 34,188 2,613,000 0.48%
27 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 34,163 2,610,000 0.48%
28 WHEATLAND ADVISORS INC 33,136 2,532,000 0.47%
29 PARAMETRIC PORTFOLIO ASSOCIATES LLC 32,566 2,488,000 0.46%
30 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 30,721 2,347,000 0.43%
31 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 30,700 2,346,000 0.43%
32 ALLIANCEBERNSTEIN L.P. 29,724 2,271,000 0.42%
33 LOGAN CAPITAL MANAGEMENT INC 25,339 1,936,000 0.36%
34 STRATEGIC FINANCIAL GROUP, LLC 24,611 1,881,000 0.35%
35 RHUMBLINE ADVISERS 24,376 1,863,000 0.34%
36 TEACHERS ADVISORS, LLC 23,807 1,819,000 0.33%
37 QCI ASSET MANAGEMENT INC/NY 21,477 1,641,000 0.30%
38 BRIDGEWAY CAPITAL MANAGEMENT, LLC 21,358 1,632,000 0.30%
39 Swiss National Bank 19,900 1,521,000 0.28%
40 NEW YORK STATE COMMON RETIREMENT FUND 19,822 1,515,000 0.28%
41 BOURNE STENSTROM LENT ASSET MANAGEMENT INC 19,350 1,479,000 0.27%
42 CANADA LIFE ASSURANCE Co 16,867 1,282,000 0.24%
43 DEUTSCHE BANK AG\ 16,680 1,273,000 0.23%
44 FIRST TRUST ADVISORS LP 16,484 1,260,000 0.23%
45 MORGAN STANLEY 16,336 1,248,000 0.23%
46 WASHINGTON TRUST Co 15,410 1,177,000 0.22%
47 BALDWIN WEALTH PARTNERS LLC/MA 15,283 1,168,000 0.21%
48 Clark Capital Management Group, Inc. 14,844 1,134,000 0.21%
49 BlackRock Group LTD 14,400 1,100,000 0.20%
50 ADVISOR GROUP, INC. 14,237 1,088,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.