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Institutional Investment Manager
DEUTSCHE BANK AG\
DEUTSCHE BANK AG\ (CIK: 0000948046), located at Taunusanlage 12 D-60325, Frankfurt Am Main Ge, 2m. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 5,072 holdings with a total value of $141,465,128,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 KONGZHONG CORP SPONSO 145 0 0.00%
152 ASTERIAS BIOTHERAPEUTICS INC WT EXP 092917 1,920 0 0.00%
153 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 3,988 0 0.00%
154 POAGE BANKSHARES INC 10 0 0.00%
155 UBS AG LONDON BRH 420 0 0.00% PRN
156 CAMBER ENERGY INC COM 215 0 0.00%
157 HMG COURTLAND PPTYS INC 4 0 0.00%
158 CALAMOS CONV OPPORTUNITIES & 2 0 0.00%
159 CYTORI THERAPEUTICS INC 78 0 0.00%
160 MADRIGAL PHARMACEUTICALS INC 1 0 0.00%
161 Apricus Biosciences, Inc. 4 0 0.00%
162 CAPSTONE TURBINE CORP 10 0 0.00%
163 POLARITYTE INC COM 2 0 0.00%
164 MODUSLINK GLOBAL SOLUTIONS I 308 0 0.00%
165 LIGHTPATH TECHNOLOGIES INC 36 0 0.00%
166 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 6 0 0.00% Call
167 SUNWORKS INC 3 0 0.00%
168 VANGUARD NAT RES LLC COM UNIT 70 0 0.00%
169 LEADING BRANDS INC COM NEW 274 0 0.00%
170 HUANENG POWER INTL INC ADR SPONSORED 28 0 0.00%
171 TRANS WORLD ENTMT CORP 16 0 0.00%
172 CHINA SOUTHN AIRLS LT 1 0 0.00%
173 Crossroads SYS Inc 5 0 0.00%
174 DOW CHEM CO 1 0 0.00% Put
175 DASAN ZHONE SOLUTIONS INC 2 0 0.00%
176 WABTEC CORP 7 0 0.00% Call
177 ORION ENERGY SYSTEMS INC 337 0 0.00%
178 SPHERE 3D CORP NEW 18 0 0.00%
179 CRESUD S A C I F Y A 46 0 0.00%
180 Biostar Pharmaceuticals Inc 1 0 0.00%
181 SUPERCONDUCTOR TECHNOLOGIES 5 0 0.00%
182 MICROVISION INC DEL 199 0 0.00%
183 ARC GROUP WORLDWIDE INC 3 0 0.00%
184 ELEPHANT TALK COMM CORP 815 0 0.00%
185 GALECTIN THERAPEUTICS INC COM 2 0 0.00%
186 Citizens First Corp 27 0 0.00%
187 ENTREE GOLD INC 500 0 0.00%
188 OncoGenex Pharmaceuticals Inc 5 0 0.00%
189 LPATH INC 1 0 0.00%
190 Sunesis Pharmaceuticals, Inc. 2 0 0.00%
191 NANOVIRICIDES INC 4 0 0.00%
192 FORD MTR CO DEL 142 1,000 0.00% Call
193 AIXTRON SE 300 1,000 0.00%
194 DOVER DOWNS GAMING & ENTMT I 1,300 1,000 0.00%
195 NEWELL BRANDS 35 1,000 0.00% Call
196 CHINA ZENIX AUTO INTL LTD 1,200 1,000 0.00%
197 HOLLYFRONTIER CORP 44 1,000 0.00% Call
198 CARDIOME PHARMA CORP 500 1,000 0.00%
199 ZOSANO PHARMA CORP 2,100 1,000 0.00%
200 CONNECTURE INC 952 1,000 0.00%
Page 4 of 102

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000948046-16-000206, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.