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Institutional Investment Manager
ROYAL BANK OF CANADA
ROYAL BANK OF CANADA (CIK: 0001000275), registered under Commercial Banks, Nec, located at Royal Bank Plaza, Toronto. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 6,540 holdings with a total value of $177,217,230,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 ENDURANCE INTL GROUP HLDGS I 4 0 0.00%
102 21VIANET GROUP INC 10 0 0.00%
103 TRONC INC 18 0 0.00%
104 TERRAFORM GLOBAL INC 49 0 0.00%
105 AETERNA ZENTARIS INC 49 0 0.00%
106 MECHEL PAO SPONSORED ADR NE 64 0 0.00%
107 Neothetics Inc 507 0 0.00%
108 TILL CAP LTD COM RST VTG SHS 100 0 0.00%
109 MAGNACHIP SEMICONDUCTOR CORP 50 0 0.00%
110 WINDTREE THERAPEUTICS INC 28 0 0.00%
111 HEMISPHERX BIOPHARMA INC 216 0 0.00%
112 BARCLAYS BANK PLC 155 0 0.00%
113 CHINA YUCHAI INTL LTD 33 0 0.00%
114 China Eastern Air Holding Co 5 0 0.00%
115 ITAU CORPBANCA 30 0 0.00%
116 TELETECH HOLDINGS INCORPORATED 3 0 0.00%
117 RENTECH INC 40 0 0.00%
118 VOYAGER THERAPEUTICS INC 5 0 0.00%
119 NEUBERGER BERMAN NY INT MUN 3 0 0.00%
120 BIOTIME INC 50 0 0.00%
121 China Distance Education Holdings Ltd 17 0 0.00%
122 IMATION CORP 110 0 0.00%
123 ARATANA THERAPEUTICS INC 24 0 0.00%
124 First Community Financial Part 17 0 0.00%
125 KANDI TECHNOLOGIES GROUP INC 10 0 0.00%
126 FIRST GTY BANCSHARES INC 1 0 0.00%
127 VINCE HLDG CORP 6 0 0.00%
128 GENER8 MARITIME INC COM 14 0 0.00%
129 PROVECTUS 1,000 0 0.00%
130 HYSTER YALE MATLS HANDLING I 2 0 0.00%
131 VISTA GOLD CORP 11 0 0.00%
132 HUDBAY MINERALS INC 1,105 0 0.00%
133 GEOSPACE TECHNOLOGIES CORP COM 4 0 0.00%
134 ACURA PHARMACEUTICALS INC 40 0 0.00%
135 DYNEGY INCORPORATED NEW DEL WARRANT EXP 100217 46 0 0.00%
136 Francesca's Holdings Corp 3 0 0.00%
137 RENEWABLE ENERGY GROUP INC 5 0 0.00%
138 URANIUM RES INC 208 0 0.00%
139 LOMBARD MEDICAL INC 135 0 0.00%
140 EAGLE BULK SHIPPING INC 13 0 0.00%
141 CRYSTAL ROCK HLDGS INC 400 0 0.00%
142 ZAIS GROUP HLDGS INC 5 0 0.00%
143 SEARS HLDGS CORP 17 0 0.00%
144 GSE SYS INC 33 0 0.00%
145 Centrus Energy Corp. 14 0 0.00%
146 MODUSLINK GLOBAL SOLUTIONS I 30 0 0.00%
147 ATENTO S A 31 0 0.00%
148 DIANA CONTAINERSHIPS INC 83 0 0.00%
149 CIPHERPASS CORP 25 0 0.00%
150 TELLURIAN INC NEW COM 3 0 0.00%
Page 3 of 131

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-086306, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.