| 1 |
Broadfin Capital, LLC |
777,797 |
1,991,000 |
22.86% |
|
|
| 2 |
DAFNA Capital Management LLC |
480,833 |
1,231,000 |
14.13% |
|
|
| 3 |
Alyeska Investment Group, L.P. |
461,066 |
1,180,000 |
13.55% |
|
|
| 4 |
SABBY MANAGEMENT, LLC |
310,000 |
797,000 |
9.15% |
|
|
| 5 |
BAKER BROS. ADVISORS LP |
254,973 |
653,000 |
7.50% |
|
|
| 6 |
FMR LLC |
224,091 |
575,000 |
6.60% |
|
|
| 7 |
BlackRock Institutional Trust Company, N.A. |
190,106 |
487,000 |
5.59% |
|
|
| 8 |
Alyeska Investment Group, L.P. |
178,570 |
457,000 |
5.25% |
Call |
|
| 9 |
VANGUARD GROUP INC |
175,332 |
450,000 |
5.17% |
|
|
| 10 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
76,100 |
196,000 |
2.25% |
Call |
|
| 11 |
MILLENNIUM MANAGEMENT LLC |
58,874 |
151,000 |
1.73% |
|
|
| 12 |
GEODE CAPITAL MANAGEMENT, LLC |
54,555 |
140,000 |
1.61% |
|
|
| 13 |
DEUTSCHE BANK AG\ |
43,343 |
110,000 |
1.26% |
|
|
| 14 |
WOLVERINE TRADING LP /BD |
23,800 |
63,000 |
0.72% |
Put |
|
| 15 |
RENAISSANCE TECHNOLOGIES LLC |
19,891 |
51,000 |
0.59% |
|
|
| 16 |
UBS Group AG |
16,193 |
41,000 |
0.47% |
|
|
| 17 |
Summit Financial Wealth Advisors, LLC |
13,000 |
33,000 |
0.38% |
|
|
| 18 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
12,104 |
31,000 |
0.36% |
|
|
| 19 |
WEDBUSH SECURITIES INC |
10,784 |
28,000 |
0.32% |
|
|
| 20 |
MORGAN STANLEY |
4,244 |
11,000 |
0.13% |
|
|
| 21 |
SIMPLEX TRADING, LLC |
2,895 |
7,000 |
0.08% |
|
|
| 22 |
BLACKROCK ADVISORS LLC |
2,806 |
7,000 |
0.08% |
|
|
| 23 |
GROUP ONE TRADING LLC |
2,486 |
6,000 |
0.07% |
|
|
| 24 |
JPMORGAN CHASE & CO |
2,000 |
5,000 |
0.06% |
|
|
| 25 |
BlackRock Fund Advisors |
2,115 |
5,000 |
0.06% |
|
|
| 26 |
BANK OF AMERICA CORP /DE/ |
610 |
2,000 |
0.02% |
|
|
| 27 |
BRAVE ASSET MANAGEMENT INC |
748 |
2,000 |
0.02% |
|
|
| 28 |
Tower Research Capital LLC (TRC) |
420 |
1,000 |
0.01% |
|
|
| 29 |
CUTLER GROUP LLC / CA |
207 |
0 |
0.00% |
|
|
| 30 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
29 |
0 |
0.00% |
|
|
| 31 |
Creative Planning |
4 |
0 |
0.00% |
|
|
| 32 |
JFS WEALTH ADVISORS, LLC |
1 |
0 |
0.00% |
|
|
| 33 |
WELLS FARGO & COMPANY/MN |
68 |
0 |
0.00% |
|
|
| 34 |
ADVISOR GROUP, INC. |
130 |
0 |
0.00% |
|
|
| 35 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
142 |
0 |
0.00% |
|
|
| 36 |
ROYAL BANK OF CANADA |
28 |
0 |
0.00% |
|
|
