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Institutional Investment Manager
TOMPKINS FINANCIAL CORP
TOMPKINS FINANCIAL CORP (CIK: 0001005817) incorporated in New York, registered under State Commercial Banks, located at 118 E Seneca Street, Ithaca, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 387 holdings with a total value of $349,054,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 TOMPKINS FINL CORP COM 523,828 40,020,000 11.47%
2 ISHARES TR 317,716 21,487,000 6.16%
3 ISHARES TR 404,984 18,398,000 5.27%
4 WISDOMTREE TR 332,469 17,866,000 5.12%
5 FIRST TR EXCHANGE TRADED FD 576,040 13,185,000 3.78%
6 ISHARES TR 83,025 12,844,000 3.68%
7 OPPENHEIMER REV WEIGHTED ETF 330,677 10,859,000 3.11%
8 EXXON MOBIL CORP 80,250 7,004,000 2.01%
9 ISHARES TR 126,399 6,968,000 2.00%
10 VANGUARD INDEX FDS 34,158 6,787,000 1.94%
11 APPLE INC 54,717 6,185,000 1.77%
12 JOHNSON & JOHNSON 46,407 5,482,000 1.57%
13 MICROSOFT CORP 88,626 5,104,000 1.46%
14 PROCTER AND GAMBLE CO 43,133 3,871,000 1.11%
15 PEPSICO INC 33,433 3,637,000 1.04%
16 HOME DEPOT INC 28,121 3,619,000 1.04%
17 VERIZON COMMUNICATIONS INC 69,166 3,594,000 1.03%
18 ISHARES TR 34,020 3,544,000 1.02%
19 JPMORGAN CHASE & CO 52,881 3,521,000 1.01%
20 ISHARES RUSSELL 2000 GROWTH ETF 22,580 3,362,000 0.96%
21 INTERNATIONAL BUSINESS MACHS 20,537 3,262,000 0.93%
22 WALGREENS BOOTS ALLIANCE INC 38,815 3,129,000 0.90%
23 ALTRIA GROUP INC 49,038 3,101,000 0.89%
24 EXELON CORP 92,850 3,091,000 0.89%
25 MCDONALDS CORP 26,659 3,076,000 0.88%
26 PFIZER INC 90,016 3,048,000 0.87%
27 CISCO SYS INC 94,196 2,987,000 0.86%
28 ISHARES INC 64,537 2,944,000 0.84%
29 ISHARES TR 49,739 2,941,000 0.84%
30 POWERSHARES ETF TR II 194,310 2,940,000 0.84%
31 3M CO 16,657 2,935,000 0.84%
32 LILLY ELI & CO 34,081 2,735,000 0.78%
33 DUKE ENERGY CORP NEW 33,832 2,708,000 0.78%
34 PUBLIC SVC ENTERPRISE GRP IN 64,230 2,688,000 0.77%
35 MERCK & CO INC 43,045 2,685,000 0.77%
36 KIMBERLY CLARK CORP 20,993 2,648,000 0.76%
37 GENERAL ELECTRIC CO 89,321 2,645,000 0.76%
38 DISNEY WALT CO 27,802 2,582,000 0.74%
39 WASTE MGMT INC DEL 38,723 2,469,000 0.71%
40 TRAVELERS COMPANIES INC 21,382 2,449,000 0.70%
41 NBT BANCORP INC COM 74,262 2,440,000 0.70%
42 NIKE INC 46,196 2,432,000 0.70%
43 SOUTHERN CO 46,475 2,384,000 0.68%
44 VANGUARD INDEX FDS 27,024 2,344,000 0.67%
45 TJX COS INC NEW 30,925 2,312,000 0.66%
46 HONEYWELL INTL INC 19,299 2,250,000 0.64%
47 OCCIDENTAL PETE CORP DEL 30,859 2,250,000 0.64%
48 AMGEN INC 12,767 2,130,000 0.61%
49 ISHARES TR 16,738 2,079,000 0.60%
50 GENERAL DYNAMICS CORP 13,289 2,061,000 0.59%
Page 1 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001387131-16-007296, filed 2016.10.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.