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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 123 Institutional holders with a total value of $1,452,907,550.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 15,047,312 344,584,000 23.72%
2 WELLS FARGO & COMPANY/MN 8,481,229 194,221,000 13.37%
3 UBS Group AG 4,494,870 102,933,000 7.08%
4 BANK OF AMERICA CORP /DE/ 4,176,320 95,638,000 6.58%
5 Prospera Financial Services Inc 3,745,336 85,768,000 5.90%
6 Raymond James Financial Services Advisors, Inc. 2,389,429 54,718,000 3.77%
7 ROYAL BANK OF CANADA 2,125,747 48,681,000 3.35%
8 Cetera Advisor Networks LLC 2,028,947 46,463,000 3.20%
9 RAYMOND JAMES & ASSOCIATES 1,956,507 44,804,000 3.08%
10 AMERIPRISE FINANCIAL INC 1,670,947 38,444,000 2.65%
11 STRID GROUP, LLC 1,678,563 38,439,000 2.65%
12 MSI Financial Services Inc 1,332,435 30,513,000 2.10%
13 Cambridge Investment Research Advisors, Inc. 1,313,004 30,068,000 2.07%
14 ADVISOR GROUP, INC. 1,159,675 26,556,000 1.83%
15 STIFEL FINANCIAL CORP 918,373 21,034,000 1.45%
16 Commonwealth Equity Services, Inc 639,170 14,637,000 1.01%
17 JPMORGAN CHASE & CO 621,448 14,231,000 0.98%
18 TOMPKINS FINANCIAL CORP 576,040 13,185,000 0.91%
19 Simply Money Advisors 565,100 12,941,000 0.89%
20 D.A. DAVIDSON & CO. 552,986 12,663,000 0.87%
21 ADVANTAGE INVESTMENT MANAGEMENT, LLC 445,743 10,208,000 0.70%
22 BB&T SECURITIES, LLC 373,555 8,554,000 0.59%
23 First Allied Advisory Services, Inc. 364,334 8,343,000 0.57%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 362,719 8,295,000 0.57%
25 IFC Holdings Incorporated/FL 338,171 7,742,000 0.53%
26 HL FINANCIAL SERVICES LLC 310,536 7,111,000 0.49%
27 CITIGROUP INC 274,927 6,296,000 0.43%
28 Stratos Wealth Partners, LTD. 269,272 6,166,000 0.42%
29 IFP ADVISORS, INC 257,865 5,905,000 0.41%
30 Janney Montgomery Scott LLC 250,831 5,744,000 0.40%
31 BAIRD FINANCIAL GROUP, INC. 245,969 5,633,000 0.39%
32 AVIANCE CAPITAL MANAGEMENT, LLC 243,754 5,582,000 0.38%
33 First Heartland Consultants, Inc. 217,094 4,971,000 0.34%
34 Cetera Advisors LLC 202,689 4,644,000 0.32%
35 Private Advisor Group, LLC 204,028 4,626,000 0.32%
36 NATIONAL PLANNING CORP 196,060 4,343,000 0.30%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 163,338 3,741,000 0.26%
38 SNS Financial Group, LLC 163,110 3,735,000 0.26%
39 TRUSTMARK BANK TRUST DEPARTMENT 151,184 3,462,000 0.24%
40 WFG Advisors, LP 137,823 3,156,000 0.22%
41 SNOWDEN CAPITAL ADVISORS LLC 118,875 2,722,248 0.19%
42 CITADEL ADVISORS LLC 113,244 2,593,000 0.18%
43 MARINER INDEPENDENT ADVISOR NETWORK, LLC 108,114 2,476,000 0.17%
44 Sigma Planning Corp 106,527 2,439,000 0.17%
45 GENEOS WEALTH MANAGEMENT INC. 104,501 2,393,000 0.16%
46 ATWOOD & PALMER INC 103,603 2,373,000 0.16%
47 UNITED CAPITAL FINANCIAL ADVISORS, LLC 103,299 2,366,000 0.16%
48 Moors & Cabot, Inc. 99,888 2,286,000 0.16%
49 BENJAMIN F. EDWARDS & COMPANY, INC. 91,920 2,105,000 0.14%
50 Virtu KCG Holdings LLC 89,802 2,056,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.