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Institutional Investment Manager
TOMPKINS FINANCIAL CORP
TOMPKINS FINANCIAL CORP (CIK: 0001005817) incorporated in New York, registered under State Commercial Banks, located at 118 E Seneca Street, Ithaca, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 489 holdings with a total value of $316,451,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNICATIONS SALES&LEAS 15 0 0.00%
2 ABERDEEN AUSTRALIA EQUITY FD 50 0 0.00%
3 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 64 0 0.00%
4 OREXIGEN THERAPEUTICS INC COM 100 0 0.00%
5 WINDSTREAM HLDGS INC 12 0 0.00%
6 MICROVISION INC DEL 125 0 0.00%
7 LEAPFROG ENTERPRISES INC 100 0 0.00%
8 BALCHEM CORP 22 1,000 0.00%
9 SLM CORP 187 1,000 0.00%
10 TERRAFORM PWR INC CL A COM 100 1,000 0.00%
11 TYCO INTL PLC SHS 38 1,000 0.00%
12 BGC PARTNERS INC 100 1,000 0.00%
13 ENCANA CORP 125 1,000 0.00%
14 SONY GROUP CORP 20 1,000 0.00%
15 SPRINT CORP 196 1,000 0.00%
16 ACTIVISION BLIZZARD INC 49 2,000 0.00%
17 CHEMOURS CO 332 2,000 0.00%
18 EVERSOURCE ENERGY 26 2,000 0.00%
19 ISHARES TR 50 2,000 0.00%
20 CLAYMORE EXCHANGE TRD FD 75 2,000 0.00%
21 VOYA RISK MANAGED NAT RES FD 375 2,000 0.00%
22 VIACOM INC NEW 50 2,000 0.00%
23 FOUR CORNERS PPTY TR INC COM 97 2,000 0.00%
24 TD AMERITRADE HLDG CORP 54 2,000 0.00%
25 DOLBY LABORATORIES INC 50 2,000 0.00%
26 HP INC 189 2,000 0.00%
27 ISHARES MSCI SINGAP ETF 150 2,000 0.00%
28 WP GLIMCHER IN COM 182 2,000 0.00%
29 HALYARD HEALTH INC 102 3,000 0.00%
30 HEWLETT PACKARD ENTERPRISE C 189 3,000 0.00%
31 LACLEDE GROUP INC 50 3,000 0.00%
32 PRUDENTIAL FINL INC 37 3,000 0.00%
33 California Resources Corp 2,642 3,000 0.00%
34 TALEN ENERGY CORP COM 374 3,000 0.00%
35 MARATHON OIL CORP 249 3,000 0.00%
36 TWENTY FIRST CENTY FOX INC 125 3,000 0.00%
37 ANALOG DEVICES INC 50 3,000 0.00%
38 EATON VANCE RISK MNGD DIV EQ 270 3,000 0.00%
39 GENERAL MTRS CO 100 3,000 0.00%
40 HASBRO INC 37 3,000 0.00%
41 SWIFT TRANSN CO 180 3,000 0.00%
42 HERTZ GLOBAL HOLDINGS INC COM 272 3,000 0.00%
43 AMPHENOL CORP NEW 62 4,000 0.00%
44 SUNTRUST BKS INC 112 4,000 0.00%
45 B & G FOODS INC NEW COM 111 4,000 0.00%
46 RITE AID CORP 500 4,000 0.00%
47 OLIN CORP 250 4,000 0.00%
48 ALPINE TOTAL DYNAMIC DIVID F 501 4,000 0.00%
49 ARM HOLDINGS PLC ADR 107 5,000 0.00%
50 RELIANCE STEEL & ALUMINUM CO 75 5,000 0.00%
Page 1 of 10

Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001387131-17-002105, filed 2017.04.17).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.