| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | EASTMAN KODAK CO | 13,144 | 24,000 | 0.00% | ||
| 2 | EASTMAN KODAK CO | 13,144 | 36,000 | 0.00% | ||
| 3 | CREDIT SUISSE AG NASSAU BRH | 10,000 | 98,000 | 0.00% | ||
| 4 | NUVEEN FLOATING RATE INCOME | 32,071 | 328,000 | 0.02% | ||
| 5 | JPMORGAN CHASE & CO | 5,000 | 330,000 | 0.02% | ||
| 6 | NUVEEN FLTNG RTE INCM OPP FD | 34,542 | 339,000 | 0.02% | ||
| 7 | AMERICAN INTL GROUP INC | 15,447 | 367,000 | 0.02% | ||
| 8 | Star Bulk Carriers Corp. | 623,660 | 377,000 | 0.02% | ||
| 9 | PROSPECT CAPITAL CORPORATION | 400,000 | 383,000 | 0.02% | PRN | |
| 10 | THOMPSON CREEK METALS CO COM | 1,989,342 | 402,000 | 0.02% | ||
| 11 | CHESAPEAKE ENERGY CORP | 1,300,000 | 423,000 | 0.02% | PRN | |
| 12 | MODUSLINK GLOBAL SOLUTIONS I | 700,000 | 540,000 | 0.03% | PRN | |
| 13 | RTW HLDGS INC | 600,000 | 557,000 | 0.03% | PRN | |
| 14 | NORTHSTAR REALTY EUROPE CORPORATION | 48,300 | 570,000 | 0.03% | ||
| 15 | EMMIS COMMUNICATIONS CORP PFD | 359,597 | 613,000 | 0.03% | ||
| 16 | DURECT CORP | 280,161 | 619,000 | 0.03% | ||
| 17 | BLACKROCK DEBT STRAT FD INC COM | 186,921 | 630,000 | 0.03% | ||
| 18 | MICRON TECHNOLOGY INC | 450,000 | 644,000 | 0.03% | PRN | |
| 19 | LIBERTY MEDIA CORP | 1,310,000 | 734,000 | 0.03% | PRN | |
| 20 | CHESAPEAKE ENERGY CORP | 1,620,000 | 753,000 | 0.04% | PRN | |
| 21 | TOLL BROS FIN CORP | 760,000 | 768,000 | 0.04% | PRN | |
| 22 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 13,418,930 | 806,000 | 0.04% | ||
| 23 | AEGEAN MARINE PETE NETWORK I | 940,000 | 811,000 | 0.04% | PRN | |
| 24 | ENDOLOGIX INC | 956,000 | 814,000 | 0.04% | PRN | |
| 25 | AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 | 1,000,000 | 935,000 | 0.04% | PRN | |
| 26 | EMMIS COMMUNICTNS CORP CL A | 1,470,596 | 941,000 | 0.04% | ||
| 27 | El Paso Energy Capital Trust I | 25,000 | 1,025,000 | 0.05% | ||
| 28 | JPMorgan Chase & Co. Warrants Exp 10/28/18 | 49,500 | 1,173,000 | 0.06% | ||
| 29 | LINKEDIN CORP | 1,230,000 | 1,292,000 | 0.06% | PRN | |
| 30 | SunEdison Inc | 2,400,000 | 1,296,000 | 0.06% | PRN | |
| 31 | SERVICESOURCE INTL INC | 1,580,000 | 1,349,000 | 0.06% | PRN | |
| 32 | GSV CAP CORP | 1,595,000 | 1,484,000 | 0.07% | PRN | |
| 33 | COLONY CAP INC 5 04/15/2023 | 1,695,000 | 1,644,000 | 0.08% | PRN | |
| 34 | DEPOMED INC NOTE 2.500 9/0 | 1,510,000 | 1,722,000 | 0.08% | PRN | |
| 35 | IGI LABORATORIES INC | 1,800,000 | 1,762,000 | 0.08% | PRN | |
| 36 | EURONET WORLDWIDE INC | 1,500,000 | 1,774,000 | 0.08% | PRN | |
| 37 | CUMULUS MEDIA INC | 5,436,616 | 1,795,000 | 0.08% | ||
| 38 | SPIRIT RLTY CAP INC NEW | 1,940,000 | 1,853,000 | 0.09% | PRN | |
| 39 | ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 | 1,645,000 | 1,857,000 | 0.09% | PRN | |
| 40 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 248,024 | 1,945,000 | 0.09% | ||
| 41 | Red Hat Inc | 1,530,000 | 1,988,000 | 0.09% | PRN | |
| 42 | JAZZ INVESTMENTS I LTD | 1,920,000 | 2,006,000 | 0.09% | PRN | |
| 43 | LAM RESEARCH CORP | 1,605,000 | 2,074,000 | 0.10% | PRN | |
| 44 | HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 | 4,160,000 | 2,309,000 | 0.11% | PRN | |
| 45 | EASTMAN KODAK CO | 186,146 | 2,334,000 | 0.11% | ||
| 46 | Northstar Realty Fin REIT | 144,902 | 2,468,000 | 0.12% | ||
| 47 | SEACOR HOLDINGS INC | 3,145,000 | 2,514,000 | 0.12% | PRN | |
| 48 | EATON VANCE LTD DURATION INC | 201,785 | 2,575,000 | 0.12% | ||
| 49 | Bank of America Corp Warrants Exp 01/16/19 | 465,013 | 2,706,000 | 0.13% | ||
| 50 | SAFEGUARD SCIENTIFICS IN | 2,650,000 | 2,915,000 | 0.14% | PRN |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001009012-16-000013, filed 2016.01.28).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
