| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5,839,725 | 74,516,000 | 18.73% | ||
| 2 | UBS Group AG | 3,988,427 | 50,892,000 | 12.79% | ||
| 3 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,505,155 | 31,966,000 | 8.03% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,035,031 | 25,967,000 | 6.53% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 1,892,648 | 24,150,000 | 6.07% | ||
| 6 | Invesco Ltd. | 1,675,228 | 21,376,000 | 5.37% | ||
| 7 | Advisors Asset Management, Inc. | 1,304,252 | 16,642,000 | 4.18% | ||
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,151,270 | 14,690,000 | 3.69% | ||
| 9 | LAZARD ASSET MANAGEMENT LLC | 835,865 | 10,665,000 | 2.68% | PRN | |
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 649,669 | 8,290,000 | 2.08% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 607,623 | 7,753,000 | 1.95% | ||
| 12 | LPL Financial LLC | 550,181 | 6,987,000 | 1.76% | ||
| 13 | Camelot Portfolios, LLC | 509,905 | 6,506,000 | 1.64% | ||
| 14 | Commonwealth Equity Services, Inc | 493,786 | 6,301,000 | 1.58% | ||
| 15 | AMERIPRISE FINANCIAL INC | 483,558 | 6,160,000 | 1.55% | ||
| 16 | Laurion Capital Management LP | 432,781 | 5,522,000 | 1.39% | ||
| 17 | Yorktown Management & Research Co Inc | 400,000 | 5,104,000 | 1.28% | ||
| 18 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 362,045 | 4,620,000 | 1.16% | ||
| 19 | AQR ARBITRAGE LLC | 323,391 | 4,126,000 | 1.04% | ||
| 20 | Horizon Kinetics LLC | 268,394 | 3,425,000 | 0.86% | ||
| 21 | Vident Investment Advisory, LLC | 255,022 | 3,254,000 | 0.82% | ||
| 22 | WELLS FARGO & COMPANY/MN | 216,546 | 2,764,000 | 0.69% | ||
| 23 | HighTower Advisors, LLC | 208,003 | 2,653,000 | 0.67% | ||
| 24 | ZAZOVE ASSOCIATES LLC | 201,785 | 2,575,000 | 0.65% | ||
| 25 | SG Americas Securities, LLC | 183,328 | 2,339,000 | 0.59% | ||
| 26 | CITIGROUP INC | 173,020 | 2,208,000 | 0.55% | ||
| 27 | AVALON CAPITAL MANAGEMENT | 147,801 | 1,886,000 | 0.47% | ||
| 28 | Curi Capital, LLC | 126,916 | 1,619,000 | 0.41% | ||
| 29 | First Allied Advisory Services, Inc. | 125,894 | 1,608,000 | 0.40% | ||
| 30 | Creative Planning | 125,650 | 1,603,000 | 0.40% | ||
| 31 | STIFEL FINANCIAL CORP | 123,295 | 1,573,000 | 0.40% | ||
| 32 | Weiss Asset Management LP | 123,083 | 1,571,000 | 0.39% | ||
| 33 | Aviance Capital Partners, LLC | 119,619 | 1,526,000 | 0.38% | ||
| 34 | BLACKROCK ADVISORS LLC | 115,077 | 1,468,000 | 0.37% | ||
| 35 | POINTE CAPITAL MANAGEMENT LLC | 111,951 | 1,428,000 | 0.36% | ||
| 36 | BANK OF MONTREAL /CAN/ | 111,000 | 1,416,000 | 0.36% | ||
| 37 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 108,883 | 1,389,000 | 0.35% | ||
| 38 | MARINER INVESTMENT GROUP LLC | 99,183 | 1,266,000 | 0.32% | ||
| 39 | GUGGENHEIM CAPITAL LLC | 99,096 | 1,264,000 | 0.32% | ||
| 40 | COHEN & STEERS, INC. | 95,811 | 1,223,000 | 0.31% | ||
| 41 | Investors Capital Advisory Services | 94,112 | 1,200,000 | 0.30% | ||
| 42 | Blume Capital Management, Inc. | 82,250 | 1,050,000 | 0.26% | ||
| 43 | ALETHEA CAPITAL MANAGEMENT, LLC | 70,527 | 900,000 | 0.23% | ||
| 44 | JANUS HENDERSON INVESTORS US LLC | 69,680 | 889,000 | 0.22% | ||
| 45 | Apriem Advisors | 69,050 | 881,000 | 0.22% | ||
| 46 | FIRST TRUST ADVISORS LP | 66,832 | 853,000 | 0.21% | ||
| 47 | INVESTMENT CENTERS OF AMERICA INC | 65,517 | 841,000 | 0.21% | ||
| 48 | ROYAL BANK OF CANADA | 65,134 | 831,000 | 0.21% | ||
| 49 | Sterneck Capital Management, LLC | 62,288 | 795,000 | 0.20% | ||
| 50 | RAYMOND JAMES & ASSOCIATES | 48,145 | 614,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
