| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,274,815 | 33,515,000 | 9.85% | ||
| 2 | JPMORGAN CHASE & CO | 3,158,892 | 24,766,000 | 7.28% | ||
| 3 | MORGAN STANLEY | 2,500,668 | 19,605,000 | 5.76% | ||
| 4 | Invesco Ltd. | 2,396,726 | 18,790,000 | 5.52% | ||
| 5 | PRIVATE MANAGEMENT GROUP INC | 2,270,975 | 17,804,000 | 5.23% | ||
| 6 | RESTRUCTURING CAPITAL ASSOCIATES LP | 2,102,768 | 16,486,000 | 4.85% | ||
| 7 | COHEN & STEERS, INC. | 1,839,706 | 14,423,000 | 4.24% | ||
| 8 | Tortoise Investment Management, LLC | 1,711,787 | 13,420,000 | 3.95% | ||
| 9 | MARINER INVESTMENT GROUP LLC | 1,710,276 | 13,409,000 | 3.94% | ||
| 10 | NEWGATE CAPITAL MANAGEMENT LLC | 1,720,946 | 13,402,000 | 3.94% | ||
| 11 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,581,423 | 12,398,000 | 3.64% | ||
| 12 | 1832 Asset Management L.P. | 1,564,300 | 12,241,000 | 3.60% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 1,285,280 | 10,075,000 | 2.96% | ||
| 14 | CITIGROUP INC | 1,247,048 | 9,777,000 | 2.87% | ||
| 15 | UBS Group AG | 1,151,425 | 9,027,000 | 2.65% | ||
| 16 | WELLS FARGO & COMPANY/MN | 1,059,935 | 8,310,000 | 2.44% | ||
| 17 | EATON VANCE MANAGEMENT | 952,498 | 7,468,000 | 2.20% | ||
| 18 | Advisors Asset Management, Inc. | 828,484 | 6,495,000 | 1.91% | ||
| 19 | ROYAL BANK OF CANADA | 810,342 | 6,353,000 | 1.87% | ||
| 20 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 711,640 | 5,579,000 | 1.64% | ||
| 21 | ENVESTNET ASSET MANAGEMENT INC | 704,096 | 5,520,000 | 1.62% | ||
| 22 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 540,655 | 4,239,000 | 1.25% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 521,230 | 4,086,000 | 1.20% | ||
| 24 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 502,864 | 3,945,000 | 1.16% | ||
| 25 | AQR ARBITRAGE LLC | 409,998 | 3,214,000 | 0.94% | ||
| 26 | LPL Financial LLC | 353,157 | 2,776,000 | 0.82% | ||
| 27 | JANUS HENDERSON GROUP PLC | 331,200 | 2,597,000 | 0.76% | ||
| 28 | Thomas J. Herzfeld Advisors, Inc. | 330,189 | 2,589,000 | 0.76% | ||
| 29 | Yorktown Management & Research Co Inc | 302,000 | 2,368,000 | 0.70% | ||
| 30 | ZAZOVE ASSOCIATES LLC | 248,024 | 1,945,000 | 0.57% | ||
| 31 | STIFEL FINANCIAL CORP | 241,947 | 1,897,000 | 0.56% | ||
| 32 | BANK OF AMERICA CORP /DE/ | 236,345 | 1,853,000 | 0.54% | ||
| 33 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 219,717 | 1,723,000 | 0.51% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 201,681 | 1,581,000 | 0.46% | ||
| 35 | CREDIT SUISSE AG/ | 199,826 | 1,567,000 | 0.46% | ||
| 36 | DUBUQUE BANK & TRUST CO | 190,415 | 1,493,000 | 0.44% | ||
| 37 | FIRST TRUST ADVISORS LP | 179,326 | 1,406,000 | 0.41% | ||
| 38 | PNC FINANCIAL SERVICES GROUP, INC. | 172,364 | 1,351,000 | 0.40% | ||
| 39 | FORT WARREN CAPITAL MANAGEMENT, LP | 166,076 | 1,302,000 | 0.38% | ||
| 40 | FIRST NATIONAL BANK & TRUST CO OF NEWTOWN | 165,453 | 1,298,000 | 0.38% | ||
| 41 | CORNERSTONE ADVISORS INC | 145,227 | 1,139,000 | 0.33% | ||
| 42 | Weiss Asset Management LP | 127,270 | 998,000 | 0.29% | ||
| 43 | RELATIVE VALUE PARTNERS GROUP, LLC | 102,351 | 802,000 | 0.24% | ||
| 44 | Raymond James Financial Services Advisors, Inc. | 96,133 | 754,000 | 0.22% | ||
| 45 | BlueSpruce Investments, LP | 93,773 | 735,000 | 0.22% | ||
| 46 | DRW Securities, LLC | 93,300 | 731,000 | 0.21% | ||
| 47 | AMERIPRISE FINANCIAL INC | 85,608 | 671,000 | 0.20% | ||
| 48 | Kohlberg Kravis Roberts & Co. L.P. | 84,784 | 665,000 | 0.20% | ||
| 49 | Mariner, LLC | 77,264 | 606,000 | 0.18% | ||
| 50 | Eos Management, L.P. | 76,271 | 598,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
