| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 30,688,000 | 29,384,000 | 20.82% | PRN | |
| 2 | Lombard Odier Asset Management (Europe) Ltd | 18,700,000 | 18,249,000 | 12.93% | PRN | |
| 3 | INCOME RESEARCH & MANAGEMENT | 17,644,000 | 16,784,000 | 11.89% | PRN | |
| 4 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 15,406,000 | 14,655,000 | 10.38% | ||
| 5 | PUTNAM INVESTMENTS LLC | 14,012,000 | 13,329,000 | 9.44% | ||
| 6 | VICTORY CAPITAL MANAGEMENT INC | 11,276,240 | 10,727,000 | 7.60% | PRN | |
| 7 | TD ASSET MANAGEMENT INC | 10,977,000 | 10,497,000 | 7.44% | ||
| 8 | CQS Cayman LP | 6,000,000 | 5,833,000 | 4.13% | PRN | |
| 9 | STIFEL FINANCIAL CORP | 50,000 | 4,787,000 | 3.39% | ||
| 10 | GLG Partners LP | 3,250,000 | 3,185,000 | 2.26% | PRN | |
| 11 | Jefferies Group LLC | 2,779,000 | 2,640,000 | 1.87% | PRN | |
| 12 | GOLDMAN SACHS GROUP INC | 2,596,000 | 2,469,000 | 1.75% | PRN | |
| 13 | THRIVENT FINANCIAL FOR LUTHERANS | 2,000,000 | 1,912,000 | 1.35% | ||
| 14 | ROYAL BANK OF CANADA | 1,647,000 | 1,617,000 | 1.15% | PRN | |
| 15 | MORGAN STANLEY | 1,129,000 | 1,081,000 | 0.77% | PRN | |
| 16 | KEYBANK NATIONAL ASSOCIATION/OH | 817,000 | 777,000 | 0.55% | ||
| 17 | Compagnie Lombard Odier SCmA | 480,000 | 479,000 | 0.34% | PRN | |
| 18 | LPL Financial LLC | 430,000 | 411,000 | 0.29% | ||
| 19 | CREDIT SUISSE AG/ | 410,000 | 391,000 | 0.28% | PRN | |
| 20 | ZAZOVE ASSOCIATES LLC | 400,000 | 383,000 | 0.27% | PRN | |
| 21 | BlueCrest Capital Management Ltd | 576,000 | 321,000 | 0.23% | PRN | |
| 22 | BANK OF AMERICA CORP /DE/ | 304,000 | 299,000 | 0.21% | PRN | |
| 23 | AMERICAN INTERNATIONAL GROUP, INC. | 185 | 176,000 | 0.12% | PRN | |
| 24 | STIFEL FINANCIAL CORP | 152,200 | 152,000 | 0.11% | PRN | |
| 25 | Calamos Advisors LLC | 155,000 | 148,000 | 0.10% | PRN | |
| 26 | Investors Capital Advisory Services | 141,000 | 134,000 | 0.09% | ||
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 107,000 | 102,000 | 0.07% | ||
| 28 | SII INVESTMENTS INC/WI | 79,000 | 75,000 | 0.05% | PRN | |
| 29 | Rehmann Capital Advisory Group | 35,000 | 33,000 | 0.02% | PRN | |
| 30 | WELLS FARGO & COMPANY/MN | 25,000 | 24,000 | 0.02% | PRN | |
| 31 | TDAM USA INC. | 23,000 | 22,000 | 0.02% | ||
| 32 | Sigma Planning Corp | 20,000 | 19,000 | 0.01% | ||
| 33 | US BANCORP \DE\ | 20,000 | 19,000 | 0.01% | PRN | |
| 34 | Commonwealth Equity Services, Inc | 15,000 | 14,000 | 0.01% | ||
| 35 | D.A. DAVIDSON & CO. | 15,000 | 14,000 | 0.01% | ||
| 36 | ACG Wealth | 10,000 | 10,000 | 0.01% | ||
| 37 | Wellesley Asset Management | 5,877 | 5,590 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
