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Institutional Investment Manager
THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. (CIK: 0001017284) incorporated in New York, located at 9030 Stony Point Pkwy, Ste 100, Richmond, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001017284-15-000002) filed in 2015.02.06
#
Name
Shares
Value ($)
%
Options
Notes
1 SOTHERLY HOTELS INC COM 693,310 5,200 6.02%
2 APPLE INC 24,719 2,728 3.16%
3 ISHARES TR 15,773 1,887 2.19%
4 SPDR S&P MIDCAP 400 ETF TR 5,767 1,522 1.76%
5 VANGUARD INDEX FDS 15,420 1,455 1.69%
6 PERNIX THERAPEUTICS HLDGS IN 154,760 1,453 1.68%
7 FACEBOOK INC 18,504 1,444 1.67%
8 CHIPOTLE MEXICAN GRILL INC 1,999 1,368 1.58%
9 ISHARES TR 17,587 1,354 1.57%
10 INFINERA CORPORATION 79,128 1,165 1.35%
11 STARBUCKS CORP 13,189 1,082 1.25%
12 National Australia Bank ADR 18,318 1,033 1.20%
13 RITE AID CORP 132,175 994 1.15%
14 DISNEY WALT CO 10,417 981 1.14%
15 AUTOBYTEL INC COM NEW 84,193 918 1.06%
16 ALTRIA GROUP INC 18,017 888 1.03%
17 INDEPENDENCE RLTY TR INC COM 88,751 826 0.96%
18 KOPIN CORP 226,542 820 0.95%
19 WENDYS CO 84,775 766 0.89%
20 AMERICAN NATL BANKSHARES INC 30,192 749 0.87%
21 AIRGAS INC 6,500 749 0.87%
22 METLIFE INC 13,764 744 0.86%
23 BRISTOL MYERS SQUIBB CO 12,163 718 0.83%
24 PROCTER AND GAMBLE CO 7,616 694 0.80%
25 ALIBABA GROUP HLDG LTD 6,140 638 0.74%
26 MIMEDX GROUP INC COM 54,883 633 0.73%
27 R H 6,468 621 0.72%
28 WHOLE FOODS MKT INC 12,250 618 0.72%
29 HUDSON TECHNOLOGIES INC 162,077 611 0.71%
30 VANGUARD INDEX FDS 5,456 577 0.67%
31 JOHNSON & JOHNSON 4,914 514 0.60%
32 BLACKHAWK NETWORK 13,175 511 0.59%
33 NXSTAGE MED INC COM 27,575 494 0.57%
34 YAHOO INC 9,500 480 0.56%
35 ALLIED MOTION TECHNOLOGIES 20,200 479 0.55%
36 ZAYO GROUP HOLDINGS 15,200 465 0.54%
37 TRADE STREET RESIDENTIAL INC 58,678 451 0.52%
38 SIGMA DESIGNS INC COM 60,700 449 0.52%
39 CUMULUS MEDIA INC 105,120 445 0.52%
40 VANGUARD INDEX FDS 4,200 445 0.52%
41 INPHI CORPORATION 24,000 444 0.51%
42 SHORETEL INC 54,195 398 0.46%
43 REGIONS FINANCIAL CORP NEW 36,049 381 0.44%
44 CHANTICLEER HLDGS INC 207,387 358 0.41%
45 ISHARES NASDAQ BIOTECHNOLOGY ETF 675 358 0.41%
46 RADIANT LOGISTICS INC 81,225 344 0.40%
47 GENERAL ELECTRIC CO 13,503 341 0.39%
48 CVS HEALTH CORP 3,537 341 0.39%
49 SLM CORP 32,972 336 0.39%
50 STREAMLINE HEALTH SOLUTIONS COM 76,582 332 0.38%
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