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Institutional Investment Manager
THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. (CIK: 0001017284) incorporated in New York, located at 9030 Stony Point Pkwy, Ste 100, Richmond, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Portfolio Summary: 1,173 holdings with a total value of $71,517,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 FISERV INC 0 0 0.00%
2 JOURNAL MEDIA GROUP INC 18 0 0.00%
3 BSQUARE CORP 0 0 0.00%
4 COEUR MNG INC 10 0 0.00%
5 STANLEY BLACK &DECKER INC 0 0 0.00%
6 FLEX PHARMA INC COM 0 0 0.00%
7 FABRINET SHS 0 0 0.00%
8 PHH Corp 5 0 0.00%
9 PIPER JAFFRAY COS 7 0 0.00%
10 ETABLISSEMENTS DELHAPROP 12 0 0.00%
11 LIBERTY GLOBAL PLC 3 0 0.00%
12 IROBOT CORP 0 0 0.00%
13 TALEN ENERGY CORP COM 41 0 0.00%
14 HANSEN MEDICAL INC 100 0 0.00%
15 INSIGNIA SYS INC 54 0 0.00%
16 RIVERVIEW BANCORP INC 20 0 0.00%
17 INVENTERGY GLOBAL INC 100 0 0.00%
18 NEONODE INC 8 0 0.00%
19 AU OPTRONICS CORP 18 0 0.00%
20 CHEMOURS CO 40 0 0.00%
21 STR Holdings Inc 166 0 0.00%
22 SEVENTY SEVEN ENERGY INC - escrow shares 255 0 0.00%
23 SKY-MOBI LTD 0 0 0.00%
24 COMMUNITY HEALTHCARE TR INC COM 0 0 0.00%
25 Intuit Inc 0 0 0.00%
26 LIBERTY BROADBAND CORP COM SER A 9 0 0.00%
27 Magnum Hunter Resources Corp 43 0 0.00%
28 Stereotaxis Inc 100 0 0.00%
29 CALIX INC COM 2 0 0.00%
30 SERVOTRONICS INC 3 0 0.00%
31 ProFire Energy 36 0 0.00%
32 CALAVO GROWERS INC COM 0 0 0.00%
33 LEJU HLDGS LTD 24 0 0.00%
34 ASURE SOFTWARE INC COM 15 0 0.00%
35 VECTRUS INC 6 0 0.00%
36 ACURA PHARMACEUTICALS INC 6 0 0.00%
37 ZHONE TECHNOLOGIES INC NEW 7 0 0.00%
38 NOVANTA INC 0 0 0.00%
39 MATTSON TECHNOLOGY INC 0 0 0.00%
40 QUINTILES IMS HOLDINGS INC 0 0 0.00%
41 DYNAVAX TECHNOLOGIES CORP 0 0 0.00%
42 FRONTIER COMMUNICATIONS CORP 20 0 0.00%
43 SOLAR3D INC 0 0 0.00%
44 Global Ship Lease Inc 0 0 0.00%
45 ULTRA PETROLEUM CORP 75 0 0.00%
46 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 0 0 0.00%
47 INSTALLED BLDG PRODS INC COM 0 0 0.00%
48 KINROSS GOLD CORP 138 0 0.00%
49 STEREOTAXIS INC 25 0 0.00%
50 KERYX BIOPHARMACEUTICALS INCORPORATED 0 0 0.00%
Page 1 of 24

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001017284-15-000012, filed 2015.10.30).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.