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Institutional Investment Manager
THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. (CIK: 0001017284) incorporated in New York, located at 9030 Stony Point Pkwy, Ste 100, Richmond, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001017284-16-000017) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
51 NEUBERGER BERMAN RE ES SEC FD 250 1 0.00%
52 NIMBLE STORAGE INC 125 1 0.00%
53 OCULAR THERAPEUTIX INC 125 1 0.00%
54 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 8 1 0.00%
55 SPDR SERIES TRUST 14 1 0.00%
56 BROOKDALE SR LIVING INC 66 1 0.00%
57 ORBITAL ATK INC 15 1 0.00%
58 PEBBLEBROOK HOTEL TR 43 1 0.00%
59 DIAMOND OFFSHR DRILLING 50 1 0.00%
60 ISHARES TR 7 1 0.00%
61 CUMBERLAND PHARMACEUTICALS I COM 200 1 0.00%
62 SERES THERAPEUTICS INC 125 2 0.00%
63 ENERGY TRANSFER L P 125 2 0.00%
64 Arc Logistics Partners Lp 125 2 0.00%
65 TRANSGLOBE ENERGY CORP 1,200 2 0.00%
66 NATIONAL RETAIL PPTYS INC 48 2 0.00%
67 FLEXION THERAPEUTICS INC 125 2 0.00%
68 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 2,000 2 0.00%
69 WISDOMTREE CONTINUOUS COMMOD 116 2 0.00%
70 QUALSTAR CORP COM NEW 500 2 0.00%
71 UNION PAC CORP 19 2 0.00%
72 EMPIRE ST RLTY TR INC 97 2 0.00%
73 NEWMONT MINING CORP SR NT CV1.625 17 2,000 2 0.00%
74 STORE CAP CORP COM 73 2 0.00%
75 QTS RLTY TR INC 43 2 0.00%
76 CALAMOS CONV OPPORTUNITIES & 162 2 0.00%
77 FIRSTENERGY CORP 70 2 0.00%
78 DELPHI AUTOMOTIVE PLC 34 2 0.00%
79 NORTHERN OIL & GAS INC NEV 631 2 0.00%
80 BOSTON BEER INC 10 2 0.00%
81 CHIPOTLE MEXICAN GRILL INC 4 2 0.00%
82 QUOTIENT LTD 250 2 0.00%
83 STARZ SERIES A 54 2 0.00%
84 SELECT SECTOR SPDR TR 36 2 0.00%
85 UNDER ARMOUR INC 50 2 0.00%
86 UNDER ARMOUR INC 50 2 0.00%
87 OMEGA HEALTHCARE INVS INC 70 2 0.00%
88 TILLYS INC CL A 250 2 0.00%
89 CREE INC 90 2 0.00%
90 DOMINION RES INC VA NEW UNIT 08/15/2019 40 2 0.00%
91 AU OPTRONICS CORP 518 2 0.00%
92 MARATHON PETE CORP 57 2 0.00%
93 ALCOA INC 50 2 0.00%
94 LIBERTY GLOBAL PLC 56 2 0.00%
95 CARMAX INC 44 2 0.00%
96 AZENTA INC COM 125 2 0.00%
97 XERIUM TECHNOLOGIES INC 250 2 0.00%
98 KAR AUCTION SVCS INC 47 2 0.00%
99 GOLDCORP INC NEW 100 2 0.00%
100 AVALONBAY COMM 11 2 0.00%
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