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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 55 Institutional holders with a total value of $110,079,676.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 485,565 22,962,000 20.86%
2 ENVESTNET ASSET MANAGEMENT INC 233,611 11,047,000 10.04%
3 UNITED CAPITAL FINANCIAL ADVISORS, LLC 217,200 10,271,000 9.33%
4 GOLDMAN SACHS GROUP INC 196,059 9,272,000 8.42%
5 BANK OF AMERICA CORP /DE/ 178,304 8,432,000 7.66%
6 RAYMOND JAMES & ASSOCIATES 142,621 6,745,000 6.13%
7 UBS Group AG 135,895 6,426,000 5.84%
8 WELLS FARGO & COMPANY/MN 109,092 5,159,000 4.69%
9 MORGAN STANLEY 97,539 4,612,000 4.19%
10 AVIANCE CAPITAL MANAGEMENT, LLC 54,954 2,599,000 2.36%
11 BAROMETER CAPITAL MANAGEMENT INC. 53,600 2,535,000 2.30%
12 NATIXIS 50,000 2,337,000 2.12%
13 Tower Research Capital LLC (TRC) 45,170 2,136,000 1.94%
14 BB&T SECURITIES, LLC 41,576 1,966,000 1.79%
15 SG Americas Securities, LLC 34,149 1,615,000 1.47%
16 Cetera Advisors LLC 26,021 1,230,000 1.12%
17 DARWIN WEALTH MANAGEMENT, LLC 25,621 1,212,000 1.10%
18 LPL Financial LLC 18,537 878,000 0.80%
19 HSBC HOLDINGS PLC 17,390 822,000 0.75%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,133 715,000 0.65%
21 Virtu KCG Holdings LLC 14,769 698,000 0.63%
22 ROYAL BANK OF CANADA 12,849 608,000 0.55%
23 Virtu Financial LLC 11,759 556,000 0.51%
24 LINCOLN NATIONAL CORP 11,511 544,000 0.49%
25 JANE STREET GROUP, LLC 11,304 535,000 0.49%
26 Raymond James Financial Services Advisors, Inc. 8,761 414,000 0.38%
27 MSI Financial Services Inc 8,604 407,000 0.37%
28 First Allied Advisory Services, Inc. 8,300 393,000 0.36%
29 HOWE & RUSLING INC 7,463 353,000 0.32%
30 OPPENHEIMER & CO INC 6,944 328,000 0.30%
31 HighTower Advisors, LLC 6,800 322,000 0.29%
32 Commonwealth Equity Services, Inc 6,765 320,000 0.29%
33 Country Club Trust Company, n.a. 5,590 264,000 0.24%
34 ADVISOR CONSULTANT NETWORK INC 5,590 264,000 0.24%
35 BANK HAPOALIM BM 5,275 249,000 0.23%
36 VICUS CAPITAL 4,475 212,000 0.19%
37 Concert Wealth Management Inc. 3,321 153,000 0.14%
38 PNC FINANCIAL SERVICES GROUP, INC. 2,376 112,000 0.10%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,733 82,000 0.07%
40 ADVISOR GROUP, INC. 1,499 70,000 0.06%
41 Advisory Services Network, LLC 1,400 66,000 0.06%
42 Creative Planning 1,003 47,000 0.04%
43 BANK OF MONTREAL /CAN/ 594 28,000 0.03%
44 CITIGROUP INC 450 21,000 0.02%
45 Mariner, LLC 380 18,000 0.02%
46 VALLEY NATIONAL ADVISERS INC 282 13,000 0.01%
47 IFP ADVISORS, INC 221 10,000 0.01%
48 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 130 6,000 0.01%
49 Winslow, Evans & Crocker, Inc. 120 5,676 0.01%
50 Hudock, Inc. 85 4,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.