Dark
Light
System
Institutional Investment Manager
THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. (CIK: 0001017284) incorporated in New York, located at 9030 Stony Point Pkwy, Ste 100, Richmond, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001017284-16-000017) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
1 3-D SYS CORP DEL 5,100 92 0.16%
2 3M CO 251 44 0.08%
3 A10 NETWORKS INC 11,750 126 0.22%
4 ABBOTT LABS 1,503 64 0.11%
5 ABBVIE INC 825 52 0.09%
6 ABIOMED INC 460 59 0.10%
7 ACADIA COMPANY COM 166 8 0.01%
8 ACCELERATE DIAGNOSTICS INC 250 7 0.01%
9 ACCELERON PHARMA INC 499 18 0.03%
10 ACCENTURE PLC IRELAND 85 10 0.02%
11 ACCESS NATL CORP COM 250 6 0.01%
12 ACTIVISION BLIZZARD INC 1,114 49 0.09%
13 ACURA PHARMACEUTICALS INC 6 0 0.00%
14 ADOBE INC 304 33 0.06%
15 ADURO BIOTECH INC 1,000 12 0.02%
16 ADVANCED ENERGY INDS COM 799 38 0.07%
17 ADVANCED MICRO DEVICES INC 12,125 84 0.15%
18 AEGION CORP 394 8 0.01%
19 AEGON N V 2,618 10 0.02%
20 AES CORP 34,876 448 0.79%
21 AETNA INC NEW 80 9 0.02%
22 AFLAC INC 172 12 0.02%
23 AK STL HLDG CORP 11,500 56 0.10%
24 AKAMAI TECHNOLOGIES INC 515 27 0.05%
25 AKORN INCORPORATED 960 26 0.05%
26 ALBANY INTL CORP CL A 425 18 0.03%
27 ALCOA INC 50 2 0.00%
28 ALEX REAL ESTATE EQ 197 21 0.04%
29 ALEXANDRIA REAL ESTATE EQ IN 110 4 0.01%
30 ALEXION PHARMACEUTIC 239 29 0.05%
31 ALIBABA GROUP HLDG LTD 1,500 159 0.28%
32 ALKERMES PLC 125 6 0.01%
33 ALLEGHENY TECHNOLOGIES INC 302 5 0.01%
34 ALLEGION PUB LTD CO 159 11 0.02%
35 ALLERGAN PLC 399 92 0.16%
36 ALLERGAN PLC 8 7 0.01%
37 ALLIANCE DATA SYSTEMS CORP 225 48 0.08%
38 ALLIANZGI DIVERS INC & CNV F 7,800 148 0.26%
39 ALPHA AND OMEGA SEMICONDUCTOR SHS 1,000 22 0.04%
40 ALPHABET INC 163 127 0.22%
41 ALPHABET INC 262 211 0.37%
42 ALPINE TOTAL DYNAMIC DIVID F 400 3 0.01%
43 ALTRA INDL MOTION CORP COM 648 19 0.03%
44 ALTRIA GROUP INC 5,728 362 0.64%
45 AMARIN CORP PLC 1,000 3 0.01%
46 AMAZON COM INC 610 511 0.90%
47 AMBARELLA INC 875 64 0.11%
48 AMC NETWORKS INC CL A 56 3 0.01%
49 AMEREN CORP 423 21 0.04%
50 AMERICA FIRST MULTIFAMILY IN 4,667 28 0.05%
Page 1 of 23