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Institutional Investment Manager
THOMPSON DAVIS & CO., INC.
THOMPSON DAVIS & CO., INC. (CIK: 0001017284) incorporated in New York, located at 9030 Stony Point Pkwy, Ste 100, Richmond, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001017284-16-000017) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
1 SOTHERLY HOTELS INC COM 270,985 1,430 2.52%
2 LUNA INNOVATIONS 223,410 315 0.55%
3 OCWEN FINL CORP 133,040 488 0.86%
4 HUDSON GLOBAL INC 96,335 148 0.26%
5 MITEK SYS INC 94,900 787 1.39%
6 QUINSTREET INC COM USD0.001 72,513 219 0.39%
7 GENCOR INDS INC 71,385 855 1.51%
8 KOPIN CORP 66,500 145 0.26%
9 PRO-DEX INC COLO 56,950 261 0.46%
10 OCLARO INC 51,950 444 0.78%
11 PIXELWORKS INC 46,757 130 0.23%
12 GENERAL ELECTRIC CO 42,051 1,246 2.19%
13 RADIANT LOGISTICS INC 37,250 106 0.19%
14 USA Technologies Inc 35,750 200 0.35%
15 AES CORP 34,876 448 0.79%
16 CHANTICLEER HLDGS INC WT EXP 061117 34,400 1 0.00%
17 VONAGE HLDGS CORP 32,750 216 0.38%
18 CHANTICLEER HLDGS INC 31,096 17 0.03%
19 ORBCOMM INCORPORATED 30,160 309 0.54%
20 HUDSON TECHNOLOGIES INC 29,100 194 0.34%
21 GENWORTH FINL INC 29,000 144 0.25%
22 EXAR CORPORATION 28,294 263 0.46%
23 DUFF & PHELPS SLCT ENGY MLP FD COM 27,585 213 0.37%
24 DIGIRAD CORP 27,520 140 0.25%
25 GENTEX CORP 26,912 473 0.83%
26 BioTelemetry Inc 26,500 492 0.87%
27 CATALYST PHARMACEUTICALS INC 24,920 27 0.05%
28 BRIGHTCOVE INC COM 23,500 307 0.54%
29 IEC ELECTRS CORP NEW COM 22,391 107 0.19%
30 ORION ENERGY SYSTEMS INC 22,300 30 0.05%
31 VUZIX CORP 21,900 194 0.34%
32 IDEAL PWR INC 21,647 112 0.20%
33 FIVE9 INC 21,375 335 0.59%
34 STERLING CONSTRUCTION CO INC 21,250 164 0.29%
35 SHORETEL INC 21,000 168 0.30%
36 ICAD INC 20,086 104 0.18%
37 DNP SELECT INCOME FD INC 18,634 191 0.34%
38 TITAN PHARMACEUTICALS 16,184 95 0.17%
39 Novatel Wireless Inc 15,750 49 0.09%
40 KINSALE CAP GROUP INC COM 15,698 345 0.61%
41 GOLDMAN SACHS MLP INC OPP FD 15,587 148 0.26%
42 PENNEY J C 15,200 140 0.25%
43 Teladoc, Inc. 15,125 277 0.49%
44 COGINT INC 15,000 76 0.13%
45 ASSEMBLY BIOSCIENCES INC 14,786 107 0.19%
46 ANTARES PHARMA INC 14,594 25 0.04%
47 DELTA AIRLINES INC DEL 14,436 568 1.00%
48 TRUPANION INC 13,875 234 0.41%
49 ATLASSIAN CORP PLC 13,800 414 0.73%
50 MILLER HOWARD HIGH INC EQTY 13,800 172 0.30%
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