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CATALYST PHARMACEUTICALS INC
CATALYST PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 49 Institutional holders with a total value of $25,392,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 8,200,000 8,938,000 35.20%
2 BAKER BROS. ADVISORS LP 5,102,153 5,561,000 21.90%
3 VANGUARD GROUP INC 2,909,584 3,172,000 12.49%
4 Point72 Asset Management, L.P. 2,366,964 2,580,000 10.16%
5 GSA CAPITAL PARTNERS LLP 745,077 812,000 3.20%
6 TANAKA CAPITAL MANAGEMENT INC 681,613 712,000 2.80%
7 MILLENNIUM MANAGEMENT LLC 478,164 521,000 2.05%
8 BlackRock Institutional Trust Company, N.A. 469,440 512,000 2.02%
9 GEODE CAPITAL MANAGEMENT, LLC 460,267 501,000 1.97%
10 KENNEDY CAPITAL MANAGEMENT LLC 243,236 265,000 1.04%
11 ROYAL BANK OF CANADA 236,061 257,000 1.01%
12 CORRADO ADVISORS, LLC 181,900 198,000 0.78%
13 BLACKROCK ADVISORS LLC 179,976 196,000 0.77%
14 GOLDMAN SACHS GROUP INC 173,400 189,000 0.74%
15 CREDIT SUISSE AG/ 143,851 157,000 0.62%
16 NORTHERN TRUST CORP 127,584 139,000 0.55%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 80,497 88,000 0.35%
18 Bank of New York Mellon Corp 71,038 77,000 0.30%
19 Weiss Multi-Strategy Advisers LLC 68,000 74,000 0.29%
20 BlackRock Fund Advisors 45,385 49,000 0.19%
21 STATE STREET CORP 45,300 49,000 0.19%
22 AGRAN LIBBIE 44,000 48,000 0.19%
23 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 41,332 45,000 0.18%
24 THOMPSON DAVIS & CO., INC. 24,920 27,000 0.11%
25 Commonwealth Equity Services, Inc 24,000 26,000 0.10%
26 HBK Sorce Advisory LLC 21,109 23,000 0.09%
27 GUGGENHEIM CAPITAL LLC 21,335 23,000 0.09%
28 ProVise Management Group, LLC 19,000 21,000 0.08%
29 Raymond James Financial Services Advisors, Inc. 15,500 17,000 0.07%
30 New England Private Wealth Advisors LLC 15,554 17,000 0.07%
31 DEUTSCHE BANK AG\ 15,000 16,000 0.06%
32 RENAISSANCE TECHNOLOGIES LLC 15,000 16,000 0.06%
33 Creative Planning 10,681 12,000 0.05%
34 COMPTON CAPITAL MANAGEMENT INC /RI 10,000 11,000 0.04%
35 Tower Research Capital LLC (TRC) 7,710 8,000 0.03%
36 CUTLER GROUP LLC / CA 5,646 6,000 0.02%
37 CITIGROUP INC 4,088 4,000 0.02%
38 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,218 4,000 0.02%
39 MSI Financial Services Inc 2,800 3,000 0.01%
40 Vantage Investment Advisors, LLC 3,000 3,000 0.01%
41 Walleye Trading LLC 2,200 2,000 0.01%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,000 2,000 0.01%
43 BANK OF AMERICA CORP /DE/ 1,459 2,000 0.01%
44 MORGAN STANLEY 2,207 2,000 0.01%
45 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,500 2,000 0.01%
46 GENEOS WEALTH MANAGEMENT INC. 2,500 2,000 0.01%
47 IFP ADVISORS, INC 1,000 1,000 0.00%
48 CWM, LLC 500 1,000 0.00%
49 BANK OF MONTREAL /CAN/ 1,000 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.