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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
451 PRECISION CASTPARTS 4,232 1,070 0.03%
452 VANGUARD WORLD FDS 23,402 1,066 0.03%
453 ISHARES TR 11,192 1,066 0.03%
454 AGILENT TECHNOLOGIES INC 19,028 1,064 0.03%
455 CANADIAN SOLAR INC 32,903 1,054 0.03%
456 CASEY'S GENERAL STORES INC COM 15,517 1,049 0.03%
457 QUANTA SVCS INC 28,335 1,046 0.03%
458 LOWES COS INC 21,125 1,033 0.03%
459 COCA COLA CO 26,893 1,028 0.03%
460 INGERSOLL-RAND PLC 17,915 1,025 0.03%
461 PROSHARES TR II 60,561 1,025 0.03%
462 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 28,127 1,024 0.03%
463 SEI INVESTMENTS CO 30,297 1,018 0.03%
464 HCP INC 26,181 1,016 0.03%
465 MERCK & CO INC 17,786 1,014 0.03%
466 CSX CORP 34,895 1,011 0.03%
467 ILLINOIS TOOL WKS INC 12,415 1,010 0.03%
468 IDEX CORP 13,789 1,005 0.03%
469 BCE INC 23,289 1,005 0.03%
470 RELIANCE STEEL & ALUMINUM CO 14,214 1,004 0.03%
471 OMEGA HEALTHCARE INVS INC 29,958 1,004 0.03%
472 APOLLO TACTICAL INCOME FD INCORPORATED 56,231 1,003 0.03%
473 PRICELINE GRP INC 742 1,001 0.03%
474 WADDELL & REED FINL INC 13,602 1,001 0.03%
475 PIMCO CORPORATE INCOME OPP 55,359 1,000 0.03%
476 UNION PAC CORP 5,538 999 0.03%
477 ISHARES TR 8,387 998 0.03%
478 UNILEVER PLC 23,170 991 0.03%
479 TORCHMARK CORP COM 12,555 988 0.03%
480 Proshares Short S&P 500 39,878 984 0.03%
481 VISA INC 4,349 982 0.03%
482 HOME DEPOT INC 11,908 976 0.03%
483 CHICAGO BRIDGE & IRON CO N V 11,080 966 0.03%
484 ANADARKO PETR 11,391 965 0.03%
485 SANDISK CORP 11,870 964 0.03%
486 InterOil Corp 14,890 964 0.03%
487 MARATHON PETE CORP 11,051 962 0.03%
488 ISHARES TR 26,462 954 0.03%
489 MCKESSON CORP 5,396 953 0.03%
490 PPG INDS INC 4,804 950 0.03%
491 PEMBINA PIPELINE CORP 24,843 946 0.03%
492 COMCAST CORP NEW 18,321 946 0.03%
493 SHERWIN WILLIAMS CO 4,710 944 0.03%
494 NORDSTROM INC 15,067 941 0.03%
495 NORTHROP GRUMMAN CORP 7,750 938 0.03%
496 DIREXION SHS ETF TR 18,910 937 0.03%
497 KANSAS CITY SOUTHERN 9,183 937 0.03%
498 WYNDHAM WORLDWIDE CORP 12,817 934 0.03%
499 XCEL ENERGY INC 30,765 934 0.03%
500 CLOROX CO DEL 10,596 933 0.03%
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