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FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF
FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 76 Institutional holders with a total value of $570,179,145.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,942,134 145,386,000 25.50%
2 WELLS FARGO & COMPANY/MN 3,026,079 111,602,000 19.57%
3 UBS AG 1,409,188 51,971,000 9.11%
4 BB&T SECURITIES, LLC 134,359 49,551,000 8.69%
5 BANK OF AMERICA CORP /DE/ 1,055,882 38,941,000 6.83%
6 RAYMOND JAMES & ASSOCIATES 615,176 22,688,000 3.98%
7 LPL Financial LLC 564,346 20,813,000 3.65%
8 FIRST TRUST ADVISORS LP 526,376 19,413,000 3.40%
9 Hoxton Financial, Inc. 280,454 10,343,000 1.81%
10 ROYAL BANK OF CANADA 261,118 9,630,000 1.69%
11 STIFEL FINANCIAL CORP 192,754 7,109,000 1.25%
12 JPMORGAN CHASE & CO 136,397 5,030,000 0.88%
13 AMERIPRISE FINANCIAL INC 132,033 4,880,000 0.86%
14 MSI Financial Services Inc 124,496 4,591,000 0.81%
15 HL FINANCIAL SERVICES LLC 106,126 3,914,000 0.69%
16 CREDIT SUISSE AG/ 104,612 3,858,000 0.68%
17 Select Asset Management & Trust 99,100 3,655,000 0.64%
18 Robert W. Baird & Co. Inc 89,529 3,302,000 0.58%
19 TOWER TRUST Co 89,194 3,290,000 0.58%
20 Janney Montgomery Scott LLC 79,085 2,916,655 0.51%
21 SG Americas Securities, LLC 77,297 2,851,000 0.50%
22 STERNE AGEE GROUP, INC. 72,197 2,663,000 0.47%
23 SUNTRUST BANKS INC 60,384 2,226,000 0.39%
24 SignalPoint Asset Management, LLC 59,691 2,201,000 0.39%
25 AMERICAN INTERNATIONAL GROUP, INC. 58,405 2,153,976 0.38%
26 NewSquare Capital LLC 55,795 2,058,000 0.36%
27 DEUTSCHE BANK AG\ 53,844 1,984,000 0.35%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 48,605 1,779,000 0.31%
29 VSR Financial Services, Inc. 46,459 1,713,000 0.30%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 46,150 1,702,000 0.30%
31 Raymond James Financial Services Advisors, Inc. 44,115 1,627,000 0.29%
32 NEW ENGLAND SECURITIES CORP /MA/ 42,821 1,579,000 0.28%
33 IFC Holdings Incorporated/FL 39,902 1,451,000 0.25%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,600 1,424,000 0.25%
35 STEPHENS INC /AR/ 34,828 1,284,000 0.23%
36 WESPAC Advisors, LLC 27,460 1,013,000 0.18%
37 D.A. DAVIDSON & CO. 27,199 1,003,000 0.18%
38 First Allied Advisory Services, Inc. 25,624 948,000 0.17%
39 Concert Wealth Management Inc. 25,832 941,000 0.17%
40 GOLDMAN SACHS GROUP INC 24,592 907,000 0.16%
41 Jefferies Group LLC 24,435 901,000 0.16%
42 Prospera Financial Services Inc 30,736 899,000 0.16%
43 Commonwealth Equity Services, Inc 24,344 898,000 0.16%
44 CITIGROUP INC 24,001 885,000 0.16%
45 Astor Investment Management LLC 22,688 837,000 0.15%
46 OPPENHEIMER & CO INC 22,048 813,000 0.14%
47 SPC Financial, Inc. 20,760 766,000 0.13%
48 SII INVESTMENTS INC/WI 21,467 732,000 0.13%
49 Cambridge Investment Research Advisors, Inc. 17,130 632,000 0.11%
50 ATWOOD & PALMER INC 16,883 623,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.