| 1 |
MORGAN STANLEY |
584,991 |
10,436,000 |
18.72% |
|
|
| 2 |
Regiment Capital Management LLC |
575,000 |
10,258,000 |
18.40% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
296,843 |
5,296,000 |
9.50% |
|
|
| 4 |
Advisors Asset Management, Inc. |
248,764 |
4,438,000 |
7.96% |
|
|
| 5 |
BlueSpruce Investments, LP |
179,227 |
3,197,000 |
5.74% |
|
|
| 6 |
WELLS FARGO & COMPANY/MN |
165,988 |
2,961,000 |
5.31% |
|
|
| 7 |
BB&T SECURITIES, LLC |
15,932 |
2,842,000 |
5.10% |
|
|
| 8 |
Relative Value Partners, LLC |
151,328 |
2,700,000 |
4.84% |
|
|
| 9 |
MARINER INVESTMENT GROUP LLC |
107,044 |
1,910,000 |
3.43% |
|
|
| 10 |
1832 Asset Management L.P. |
100,000 |
1,795,000 |
3.22% |
|
|
| 11 |
Apollo Management Holdings, L.P. |
100,000 |
1,784,000 |
3.20% |
|
|
| 12 |
UBS AG |
78,249 |
1,396,000 |
2.50% |
|
|
| 13 |
BNP PARIBAS FINANCIAL MARKETS |
72,068 |
1,297,940 |
2.33% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
69,130 |
1,233,000 |
2.21% |
|
|
| 15 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
56,231 |
1,003,000 |
1.80% |
|
|
| 16 |
FRANKLIN RESOURCES INC |
50,000 |
892,000 |
1.60% |
|
|
| 17 |
Shaker Financial Services, LLC |
47,626 |
850,000 |
1.52% |
|
|
| 18 |
LPL Financial LLC |
15,750 |
281,000 |
0.50% |
|
|
| 19 |
Thomas J. Herzfeld Advisors, Inc. |
14,023 |
250,000 |
0.45% |
|
|
| 20 |
OPPENHEIMER & CO INC |
11,500 |
205,000 |
0.37% |
|
|
| 21 |
DEUTSCHE BANK AG\ |
10,140 |
180,000 |
0.32% |
|
|
| 22 |
B. Riley Wealth Management, Inc. |
10,000 |
178,000 |
0.32% |
|
|
| 23 |
Tower Research Capital LLC (TRC) |
6,000 |
107,000 |
0.19% |
|
|
| 24 |
ROYAL BANK OF CANADA |
5,004 |
89,000 |
0.16% |
|
|
| 25 |
PNC FINANCIAL SERVICES GROUP, INC. |
4,450 |
79,000 |
0.14% |
|
|
| 26 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,600 |
46,384 |
0.08% |
|
|
| 27 |
FIRST MANHATTAN CO. LLC. |
1,250 |
22,000 |
0.04% |
|
|
| 28 |
THOMPSON DAVIS & CO., INC. |
1,000 |
18,000 |
0.03% |
|
|
