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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
501 CLOROX CO DEL 10,596 933 0.03%
502 EATON VANCE FLTG RATE INCOM 51,055 932 0.03%
503 NETFLIX INC 2,084 929 0.03%
504 MOODYS CORP 11,674 926 0.03%
505 HUMANA INC 8,210 925 0.03%
506 YUM BRANDS INC 12,455 923 0.03%
507 ROGERS COMMUNICATIONS INC 22,284 923 0.03%
508 SPDR GOLD TR 7,215 920 0.03%
509 POWERSHARES ETF TR II 26,966 918 0.03%
510 ISHARES TR 19,704 918 0.03%
511 ECOLAB INC 8,490 915 0.03%
512 DIAGEO P L C 7,339 914 0.03%
513 V F CORP 15,596 914 0.03%
514 ISHARES 23,265 911 0.03%
515 KAYNE ANDERSON ENRGY TTL RT FD 33,341 911 0.03%
516 LUMBER LIQUIDATORS HLDGS INC 9,675 908 0.03%
517 AUTOLIV INC 9,051 908 0.03%
518 FLAHERTY CRUMRINE PFD SECS 47,148 907 0.03%
519 CUSHING MLP TOTAL RETURN FUND 110,339 906 0.03%
520 SCRIPPS NETWORKS INTERACT IN 11,122 904 0.03%
521 NORTHEASTUTILITI 19,689 896 0.03%
522 KAYNE ANDERSON MLP INVT CO 24,390 895 0.03%
523 WISDOMTREE TR 10,972 895 0.03%
524 BARCLAYS BK PLC IPATH S&P MT ETN 59,025 894 0.03%
525 ROPER TECHNOLOGIES INC 6,567 891 0.03%
526 HARTFORD FINL SVCS GROUP INC 25,227 890 0.03%
527 NEW YORK CMNTY BANCORP INC 55,329 889 0.03%
528 M & T BK CORP 7,303 886 0.03%
529 ISHARES SILVER TR 43,369 883 0.03%
530 TJX COS INC NEW 14,342 881 0.03%
531 KELLOGG CO 14,037 880 0.03%
532 BAXTER INTL INC 11,905 876 0.03%
533 ISHARES TR 9,216 874 0.03%
534 NORTHWESTERN CORP 18,408 873 0.03%
535 AUTOMATIC DATA PROCESSING IN 11,257 870 0.03%
536 ISHARES NASDAQ BIOTECHNOLOGY ETF 716 870 0.03%
537 WISDOMTREE TR 17,627 868 0.03%
538 PG&E CORP 20,035 866 0.03%
539 SPDR INDEX SHS FDS 21,004 865 0.03%
540 PIMCO ETF TR 16,955 863 0.03%
541 BLACKROCK CORPOR HI YLD FD I 70,374 863 0.03%
542 POWERSHARES ETF TR II 30,762 861 0.03%
543 DIREXION SHS ETF TR 10,087 861 0.03%
544 NUVEEN PREFERRED SECURITIES 98,942 859 0.03%
545 ISHARES INC 24,913 856 0.02%
546 CLAYMORE EXCHANGE TRD FD TR 24,364 855 0.02%
547 DISCOVERY COMMUNICATNS NEW 10,244 854 0.02%
548 VANGUARD STAR FDS 16,347 853 0.02%
549 PRAXAIR INC 6,498 851 0.02%
550 A O SMITH 18,485 851 0.02%
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