| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MARINER INVESTMENT GROUP LLC | 200,157 | 3,655,000 | 22.10% | ||
| 2 | MORGAN STANLEY | 160,870 | 2,937,000 | 17.76% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 156,615 | 2,860,000 | 17.29% | ||
| 4 | UBS AG | 89,753 | 1,639,000 | 9.91% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 76,271 | 1,392,000 | 8.42% | ||
| 6 | BNP PARIBAS FINANCIAL MARKETS | 60,584 | 1,092,330 | 6.60% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 51,055 | 932,000 | 5.64% | ||
| 8 | WOLVERINE ASSET MANAGEMENT LLC | 44,461 | 811,000 | 4.90% | ||
| 9 | Shaker Financial Services, LLC | 20,082 | 367,000 | 2.22% | ||
| 10 | ROBINSON CAPITAL MANAGEMENT, LLC | 18,308 | 334,000 | 2.02% | ||
| 11 | USCA RIA LLC | 17,000 | 310,000 | 1.87% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 9,331 | 170,000 | 1.03% | ||
| 13 | WELLS FARGO & COMPANY/MN | 1,000 | 18,000 | 0.11% | ||
| 14 | WFG Advisors, LP | 1,000 | 18,000 | 0.11% | ||
| 15 | ROYAL BANK OF CANADA | 150 | 3,000 | 0.02% | ||
| 16 | CITIGROUP INC | 10 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
