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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 28 Institutional holders with a total value of $25,204,530.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 90,000 3,159,000 12.53%
2 CREDIT SUISSE AG/ 89,170 3,130,000 12.42%
3 LPL Financial LLC 82,514 2,896,000 11.49%
4 WELLS FARGO & COMPANY/MN 82,065 2,881,000 11.43%
5 Cetera Advisor Networks LLC 48,294 1,697,000 6.73%
6 ETRADE Capital Management LLC 42,346 1,486,000 5.90%
7 MORGAN STANLEY 35,654 1,251,000 4.96%
8 Commonwealth Equity Services, Inc 35,272 1,238,000 4.91%
9 B. Riley Wealth Advisors, Inc. 30,730 1,079,000 4.28%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 29,510 1,036,000 4.11%
11 Investors Capital Advisory Services 26,533 931,000 3.69%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 24,364 855,000 3.39%
13 Virtu KCG Holdings LLC 23,270 817,000 3.24%
14 Atria Investments, Inc 19,119 671,000 2.66%
15 Raymond James Financial Services Advisors, Inc. 18,147 637,000 2.53%
16 Cambridge Investment Research Advisors, Inc. 9,786 343,000 1.36%
17 IFC Holdings Incorporated/FL 8,006 281,000 1.11%
18 VSR Financial Services, Inc. 7,859 276,000 1.10%
19 ROYAL BANK OF CANADA 5,148 180,000 0.71%
20 UBS AG 4,961 175,000 0.69%
21 MSI Financial Services Inc 1,735 61,000 0.24%
22 WFG Advisors, LP 1,095 38,000 0.15%
23 Creative Planning 1,006 35,000 0.14%
24 CITIGROUP INC 601 21,000 0.08%
25 AMERIPRISE FINANCIAL INC 306 11,000 0.04%
26 Winslow, Evans & Crocker, Inc. 300 10,530 0.04%
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 135 5,000 0.02%
28 Trutina Financial LLC 120 4,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.