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Institutional Investment Manager
LADENBURG THALMANN FINANCIAL SERVICES INC.
LADENBURG THALMANN FINANCIAL SERVICES INC. (CIK: 0001029730) incorporated in Florida, registered under Security Brokers, Dealers & Flotation Companies, located at 4400 Biscayne Blvd., Miami, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001144204-14-030944) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
651 SPDR SERIES TRUST 8,053 678 0.02%
652 CINCINNATI FIN 13,909 677 0.02%
653 ROPER TECHNOLOGIES INC 5,068 677 0.02%
654 Sigma-Aldrich 7,234 675 0.02%
655 POOL CORPORATION 11,533 674 0.02%
656 GLADSTONE CAPITAL CORP 66,854 674 0.02%
657 UNIFIRST CORP MASS COM 6,133 673 0.02%
658 SMUCKER J M CO 6,915 672 0.02%
659 POWERSHARES ETF TR II 34,627 672 0.02%
660 PPL CORP 20,236 671 0.02%
661 KAYNE ANDERSON MLP INVT CO 18,186 668 0.02%
662 LAS VEGAS SANDS CORP 8,260 667 0.02%
663 FLOTEK INDS INC DEL COM NEW 23,844 664 0.02%
664 DISCOVER FINL SVCS 11,338 660 0.02%
665 POWERSHARES ETF TRUST 54,038 658 0.02%
666 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 89,668 658 0.02%
667 VANGUARD WORLD FDS 6,540 658 0.02%
668 ISHARES TR 17,963 657 0.02%
669 DRIL-QUIP INC 5,854 656 0.02%
670 WEATHERFORDI 37,805 656 0.02%
671 ARCHER DANIELS MIDLAND CO 15,097 655 0.02%
672 FIFTH THIRD BANCORP 28,510 654 0.02%
673 RYDEX ETF TRUST 5,567 654 0.02%
674 ISHARES TR 18,280 654 0.02%
675 INTL RECTIFIER COR 23,813 652 0.02%
676 MAXIMUS INC 13,612 651 0.02%
677 ISHARES TR 7,404 650 0.02%
678 BP PRUDHOE BAY RTY TR 7,674 648 0.02%
679 ISHARES TR 5,910 647 0.02%
680 POWERSHARES ETF TRUST 32,177 647 0.02%
681 NORTHROP GRUMMAN CORP 5,241 647 0.02%
682 TRANSCANADA CORP 14,152 644 0.02%
683 FIRST TR EXCH TRD ALPHDX FD 26,893 644 0.02%
684 APPLIED MATLS INC 31,517 643 0.02%
685 ISHARES TR 4,743 642 0.02%
686 BHP GROUP LTD 9,465 641 0.02%
687 SCRIPPS NETWORKS INTERACT IN 8,443 641 0.02%
688 BARCLAYS BANK PLC 206,564 632 0.02%
689 DOVER CORP 7,705 630 0.02%
690 ALPS ETF TR 36,182 630 0.02%
691 MICHAEL KORS HLDGS LTD 6,726 627 0.02%
692 Alcoa 48,582 625 0.02%
693 SOUTHERN CO 14,725 624 0.02%
694 TORONTO DOMINION BK ONT 13,266 623 0.02%
695 FACEBOOK INC 10,305 622 0.02%
696 BIOGEN INC 2,030 621 0.02%
697 TIME WARNER INC 9,507 621 0.02%
698 AMERICAN CAP LTD 39,291 621 0.02%
699 FEDEX CORP 4,683 621 0.02%
700 TYLER TECHNOLOGIES INC 6,609 620 0.02%
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