| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | F-Squared Investment Management, LLC | 6,735,193 | 161,241,000 | 61.90% | ||
| 2 | WELLS FARGO & COMPANY/MN | 851,389 | 20,382,000 | 7.82% | ||
| 3 | MORGAN STANLEY | 823,269 | 19,709,000 | 7.57% | ||
| 4 | UBS AG | 472,889 | 11,321,000 | 4.35% | ||
| 5 | ROYAL BANK OF CANADA | 303,921 | 7,276,000 | 2.79% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 289,385 | 6,928,000 | 2.66% | ||
| 7 | JANE STREET GROUP, LLC | 205,706 | 4,925,000 | 1.89% | ||
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 186,776 | 4,471,000 | 1.72% | ||
| 9 | HL FINANCIAL SERVICES LLC | 168,320 | 4,030,000 | 1.55% | ||
| 10 | BB&T SECURITIES, LLC | 11,079 | 2,652,000 | 1.02% | ||
| 11 | LPL Financial LLC | 110,379 | 2,642,000 | 1.01% | ||
| 12 | FLOW TRADERS U.S. LLC | 101,821 | 2,438,000 | 0.94% | ||
| 13 | CREDIT SUISSE AG/ | 77,777 | 1,862,000 | 0.71% | ||
| 14 | Placemark Investments, Inc. | 64,976 | 1,554,000 | 0.60% | ||
| 15 | ENVESTNET ASSET MANAGEMENT INC | 64,366 | 1,541,000 | 0.59% | ||
| 16 | IFC Holdings Incorporated/FL | 38,150 | 894,000 | 0.34% | ||
| 17 | Creative Planning | 29,000 | 694,000 | 0.27% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 28,258 | 677,000 | 0.26% | ||
| 19 | First Horizon Advisors, Inc. | 26,806 | 656,000 | 0.25% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 26,893 | 644,000 | 0.25% | ||
| 21 | SignalPoint Asset Management, LLC | 24,094 | 577,000 | 0.22% | ||
| 22 | COMERICA SECURITIES INC | 21,819 | 522,000 | 0.20% | ||
| 23 | Winslow, Evans & Crocker, Inc. | 19,271 | 461,351 | 0.18% | ||
| 24 | Commonwealth Equity Services, Inc | 17,965 | 430,000 | 0.17% | ||
| 25 | GOLDMAN SACHS GROUP INC | 15,713 | 376,000 | 0.14% | ||
| 26 | STEPHENS INC /AR/ | 10,741 | 257,000 | 0.10% | ||
| 27 | D.A. DAVIDSON & CO. | 10,230 | 244,000 | 0.09% | ||
| 28 | CITIGROUP INC | 9,964 | 239,000 | 0.09% | ||
| 29 | Shamrock Asset Management LLC | 8,487 | 203,000 | 0.08% | ||
| 30 | HighTower Advisors, LLC | 8,440 | 202,000 | 0.08% | ||
| 31 | AMERIPRISE FINANCIAL INC | 7,585 | 182,000 | 0.07% | ||
| 32 | ASSETMARK, INC | 5,990 | 143,000 | 0.05% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 3,114 | 74,550 | 0.03% | ||
| 34 | Regal Investment Advisors LLC | 800 | 19,000 | 0.01% | ||
| 35 | MSI Financial Services Inc | 750 | 18,000 | 0.01% | ||
| 36 | WFG Advisors, LP | 270 | 6,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
